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JT

James Peter Tammaro

KENMAR SECURITIES
NEW YORK, NY
·CRD# 1174412·43 years experience

Professional Summary

James Peter Tammaro, who also goes by Jimmy P Tammaro, is a registered financial advisor currently at KENMAR SECURITIES, LLC located in New York, New York. James is registered as a RR (Registered Representative) and started their career in finance in 1983. James has worked at 7 firms and has passed the Series 65, Series 63, Series 79TO, Series 99TO, SIE, Series 7, Series 24 and Series 8 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Jimmy P Tammaro

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

43 years in the financial services industry

Current & Past Employments

KENMAR SECURITIES, LLC·CRD# 171793
BD
885 Third Avenue 21st Floor, New York, NY, 10022
February 28, 2024 - Present
TGP SECURITIES, INC.·CRD# 159008
BD
Summit, NJ
July 5, 2012 - February 5, 2024
PICKWICK CAPITAL PARTNERS, LLC·CRD# 130672
BD
New York, NY
January 5, 2011 - August 5, 2013
MCKIM CAPITAL, INC.·CRD# 103814
BD
New York, NY
November 7, 2008 - December 31, 2010
HSBC SECURITIES (USA) INC.·CRD# 19585
BD
New York City, NY
February 24, 2005 - January 10, 2008
BLAYLOCK & COMPANY, INC.·CRD# 35669
BD
New York, NY
April 28, 2003 - February 22, 2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
New York, NY
October 19, 1983 - April 16, 2003

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Current Firm

KS
KENMAR SECURITIES, LLC

KENMAR SECURITIES, LLC

CRD#: 171793 / SEC#: 8-69482
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

885 Third Avenue 21st Floor, New York, NY, 10022

Mailing Address

Po Box 5537, New York, NY 10185-5537

Phone Number

(212) 596-3480

Established

Delaware since 03/17/2014

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (35 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
KENMAR OLYMPIA, LLCOWNER—
COX, ROBERT CARLENCHIEF COMPLIANCE OFFICER1071103
SPOHR, DAVID KONRADPRINCIPAL FINANCIAL AND OPERATIONS OFFICER1507667

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
California
(2/29/2024)
RR
New Jersey
(4/30/2024)
RR
New York
(3/5/2024)
RR
Texas
(2/29/2024)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Jan 1997About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 1990About the Series 63 exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Jan 2023About the Series 79TO exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Oct 1983About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed May 1995About the Series 24 exam

Series 8 — General Securities Sales Supervisor Examination (Options Module & General Module)

Passed Oct 1994
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view James Peter Tammaro's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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