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Leonard Barenboim

IAFF-FC ADVISORS
Staten Island, NY
·CRD# 1523181·38 years experience

Professional Summary

Leonard Barenboim, who also goes by Leonid Barenboim, is a registered financial advisor currently at IAFF-FC ADVISORS LLC located in Staten Island, New York and WALTON RE SECURITIES, LLC located in Scottsdale, Arizona. Leonard is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1988. Leonard has worked at 27 firms and has passed the Series 66, Series 65, Series 63, Series 99TO, Series 82TO, SIE,...

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Leonid Barenboim

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

38 years in the financial services industry

Current & Past Employments

IAFF-FC ADVISORS LLC·CRD# 322040
RIA
Staten Island, NY
May 9, 2023 - Present
WALTON RE SECURITIES, LLC·CRD# 172024
BD
8800 N Gainey Center Drive Suite 345, Scottsdale, AZ 85258
March 17, 2016 - Present
SOMERSET SECURITIES, INC.·CRD# 2493
BD
Staten Island, NY
May 23, 2017 - Present
AMA SECURITIES LLC·CRD# 45988
BD
484 Pacific Street 3rd Floor, Stamford, CT 06902
April 25, 2019 - Present
MC SQUARE CAPITAL, LLC·CRD# 169545
BD
71 Arch Street, Greenwich, CT 06830
September 17, 2019 - Present
IF SECURITIES LLC·CRD# 306092
BD
899 W. Cypress Creek 7th Floor, Fort Lauderdale, FL 33309
May 4, 2021 - Present
STOCK SECURITIES LLC·CRD# 32244
BD
201 Tresser Boulevard Suite 345, Stamford, CT 06901-3435
December 20, 2021 - Present
IAFF-FC INVESTMENTS LLC·CRD# 318120
BD
Staten Island, NY
September 29, 2022 - Present
RUBINBROWN CORPORATE FINANCE, LLC·CRD# 322460
BD
7676 Forsyth Boulevard, Suite 2100, St. Louis, MO 63105
April 4, 2023 - Present
JAMIESON CORPORATE FINANCE US LLC·CRD# 170172
BD
410 Park Ave Suite 1510, New York, NY 10022
October 17, 2023 - Present
KIWOOM SECURITIES (USA) INC.·CRD# 31977
BD
New York, NY
September 22, 2022 - June 3, 2026
STOCKSHIELD, LLC·CRD# 147109
BD
Pasadena, CA
March 30, 2022 - July 12, 2024
TGP SECURITIES, INC.·CRD# 159008
BD
Summit, NJ
September 18, 2021 - February 5, 2024
THE MONEYPAPER ADVISOR, INC.·CRD# 156971
RIA
Harrison, NY
September 14, 2021 - October 21, 2023
GATSBY SECURITIES·CRD# 300596
BD
White Plains, NY
January 4, 2021 - November 18, 2022
DALMORE GROUP LLC·CRD# 136352
BD
New York, NY
November 7, 2019 - December 31, 2024
PRE-IPO STREET INC.·CRD# 173426
BD
Smithtown, NY
June 1, 2019 - September 25, 2020
HAMERSLEY PARTNERS LLC·CRD# 131134
BD
Boston, MA
December 12, 2017 - March 29, 2021
SWISS ALLIED WEALTH MANAGEMENT, LLC·CRD# 174094
RIA
New York, NY
December 14, 2016 - June 6, 2017
SWISS ALLIED WEALTH MANAGEMENT, LLC·CRD# 174094
RIA
New York, NY
July 1, 2015 - November 13, 2015
ARISTON WEALTH MANAGEMENT, L.P.·CRD# 158220
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New York, NY
September 23, 2014 - December 31, 2014
TIGRESS FINANCIAL PARTNERS, LLC·CRD# 154717
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New York, NY
August 20, 2013 - September 22, 2014
TEMPER OF THE TIMES INVESTOR SERVICES, INC.·CRD# 39753
BD
Harrison, NY
January 22, 2013 - June 8, 2021
PHD CAPITAL·CRD# 38785
BD
New York, NY
April 19, 2011 - December 10, 2012
MSI FINANCIAL SERVICES, INC.·CRD# 14251
RIA
Staten Island, NY
January 28, 2009 - June 5, 2009
MSI FINANCIAL SERVICES, INC.·CRD# 14251
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Staten Island, NY
January 7, 2009 - June 5, 2009
ADVANCED EQUITIES, INC.·CRD# 35545
BD
New York, NY
February 7, 2008 - March 3, 2008
EQUITABLE ADVISORS, LLC·CRD# 6627
BD
New York, NY
June 26, 2000 - September 13, 2000
S.G. WARBURG & CO. INC.·CRD# 1483
BD
August 8, 1988 - July 1, 1994

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Current Firm

IA
IAFF-FC ADVISORS LLC

IAFF-FC ADVISORS LLC

CRD#: 322040 / SEC#: 801-126428
RIA
Registered Investment Advisory firm - SEC (1/31/2023 Terminated)
Alabama
Registered Investment Advisory firm - Alabama (7/8/2024 Approved)
Arizona
Registered Investment Advisory firm - Arizona (9/8/2023 Approved)
California
Registered Investment Advisory firm - California (7/31/2023 Approved)
Connecticut
Registered Investment Advisory firm - Connecticut (6/30/2023 Approved)
Delaware
Registered Investment Advisory firm - Delaware (8/8/2023 Approved)
District of Columbia
Registered Investment Advisory firm - District of Columbia (5/9/2023 Approved)
Florida
Registered Investment Advisory firm - Florida (10/18/2023 Approved)
Georgia
Registered Investment Advisory firm - Georgia (8/3/2023 Approved)
Hawaii
Registered Investment Advisory firm - Hawaii (9/21/2023 Approved)
Idaho
Registered Investment Advisory firm - Idaho (7/11/2023 Approved)
Illinois
Registered Investment Advisory firm - Illinois (11/2/2023 Approved)
Indiana
Registered Investment Advisory firm - Indiana (6/23/2023 Approved)
Iowa
Registered Investment Advisory firm - Iowa (6/15/2023 Approved)
Kansas
Registered Investment Advisory firm - Kansas (7/28/2023 Approved)
Kentucky
Registered Investment Advisory firm - Kentucky (10/27/2023 Approved)
Louisiana
Registered Investment Advisory firm - Louisiana (7/11/2023 Approved)
Maine
Registered Investment Advisory firm - Maine (5/20/2024 Approved)
Maryland
Registered Investment Advisory firm - Maryland (12/4/2023 Approved)
Massachusetts
Registered Investment Advisory firm - Massachusetts (10/13/2023 Approved)
Michigan
Registered Investment Advisory firm - Michigan (6/28/2023 Approved)
Minnesota
Registered Investment Advisory firm - Minnesota (12/21/2023 Approved)
Mississippi
Registered Investment Advisory firm - Mississippi (8/11/2023 Approved)
Missouri
Registered Investment Advisory firm - Missouri (12/1/2023 Approved)
Montana
Registered Investment Advisory firm - Montana (7/20/2023 Approved)
Nebraska
Registered Investment Advisory firm - Nebraska (7/13/2023 Approved)
Nevada
Registered Investment Advisory firm - Nevada (6/15/2023 Approved)
New Hampshire
Registered Investment Advisory firm - New Hampshire (8/3/2023 Approved)
New Jersey
Registered Investment Advisory firm - New Jersey (12/20/2023 Approved)
New York
Registered Investment Advisory firm - New York (5/19/2023 Approved)
North Carolina
Registered Investment Advisory firm - North Carolina (7/3/2023 Approved)
North Dakota
Registered Investment Advisory firm - North Dakota (8/9/2023 Approved)
Oklahoma
Registered Investment Advisory firm - Oklahoma (5/8/2024 Approved)
Pennsylvania
Registered Investment Advisory firm - Pennsylvania (7/26/2023 Approved)
Rhode Island
Registered Investment Advisory firm - Rhode Island (7/26/2023 Approved)
South Carolina
Registered Investment Advisory firm - South Carolina (11/18/2023 Approved)
Texas
Registered Investment Advisory firm - Texas (9/21/2023 Approved)
Utah
Registered Investment Advisory firm - Utah (12/4/2023 Approved)
Vermont
Registered Investment Advisory firm - Vermont (4/3/2024 Approved)
Virginia
Registered Investment Advisory firm - Virginia (6/22/2023 Approved)
Washington
Registered Investment Advisory firm - Washington (1/2/2025 Approved)
West Virginia
Registered Investment Advisory firm - West Virginia (7/19/2023 Approved)
Wisconsin
Registered Investment Advisory firm - Wisconsin (7/24/2023 Approved)
Wyoming
Registered Investment Advisory firm - Wyoming (8/15/2023 Approved)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

1750 New York Avenue Nw #300, Washington, DC 20006

Phone Number

(202) 737-1125

# of Employees

2

Documents

Latest Form ADV

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. ELBI Systems; an outsourcing consultancy firm that contracts for Leonard Barenboim as outsourced PT CCO with small BD's, RIA's and investment management companies. Single member LLC, since 01/2013, business is not investment related. located in Staten Island, NY. I devote 1-2 hours a month to this business. 2. MP63 Fund Inc., Investment related, Located in Rye, NY. Started 5/2/2017. Firm is an open-ended investment company, OTC listed. PT CCO; approx. 5 hrs/month on this activity. 3. Somerset Securities Inc., Investment related, located in Portland, Oregon. Outsourced PT Second securities principal. My position started on May 14, 2017; approx. 5 hrs/month in this position. 4. AMA Securities LLC, Investment related, Stamford, CT; outsourced PT CCO, started April 15, 2019, approx. 20 hrs/ month on this job. Broker Dealer with specialization in fairness opinions and marine transportation sector, mergers and acquisitions. 5. Walton RE Securities LLC, Investment related, Scottsdale AZ; outsourced PT CCO, started 07-08-2020. Investment-related; approx. 20 hrs/month. 6. IF Securities LLC, Investment related, registered BD; Hollywood Florida; outsourced PT CCO, 10 hours per month on this new BD, position started March 2020. 7. MC Square Capital, Investment related, registered BD; Greenwich, CT, outsourced PT CCO started on 09/2019. I spend approx. 10 hours a month on this business. 8. IAFF-FC Investments LLC, Investment related, 1750 New York Ave NW, Suite 300, Washington DC 20006, broker dealer; outsourced PT CCO; September 2022, 5 hours/month allocated to this business. 9. IAFF-FC Advisors, LLC, investment related, Washington D.C., a registered investment advisor, state-registered; outsourced PT CCO, started in March 2023; 10 hours/month allocated to this business. 10. Rubin Brown Corporate Finance, LLC, investment related, broker dealer; St. Louis, Missouri; outsourced PT CCO; started May 2022; approx. 15 hours/month allocated to this business. 11. Shinhan Securities America, Inc.; investment related - registered BD; New York, NY; outsourced PTCCO; September 2022; approx. 10 hrs/month. 12. Stock Securities LLC, investment related; Stamford CT; broker dealer; outsourced CCO; December 2021; approx. 30 hrs/month allocated to this business. 13. Jamieson Corporate Finance, outsourced PT CCO; October 1, 2023; investment-related; broker dealer; 5 hours/month allocated to this business. 14. Malen LLC - non-investment related; New York, NY; Foodstuffs Importer; limited partner; October 30, 2023; approx. 1 hr./month dedicated to this business.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(8/29/2023)
IAR
Arizona
(9/8/2023)
RR
Arkansas
(10/10/2023)
IAR
California
(7/31/2023)
RR
California
(8/16/2023)
IAR
Connecticut
(6/30/2023)
IAR
Delaware
(8/10/2023)
RR
District of Columbia
(2/16/2023)
IAR
District of Columbia
(5/9/2023)
RR
Florida
(9/20/2023)
RR
Georgia
(8/16/2023)
IAR
Hawaii
(9/28/2023)
IAR
Illinois
(11/2/2023)
IAR
Indiana
(6/23/2023)
RR
Indiana
(11/9/2023)
IAR
Iowa
(7/10/2023)
IAR
Kansas
(7/28/2023)
IAR
Kentucky
(10/27/2023)
RR
Louisiana
(7/10/2023)
IAR
Louisiana
(7/11/2023)
IAR
Maine
(5/20/2024)
IAR
Maryland
(12/4/2023)
RR
Massachusetts
(8/29/2023)
IAR
Massachusetts
(10/13/2023)
IAR
Michigan
(6/30/2023)
IAR
Minnesota
(12/26/2023)
IAR
Missouri
(12/1/2023)
RR
Montana
(3/13/2023)
IAR
Nevada
(7/10/2023)
IAR
New Hampshire
(8/14/2023)
RR
New Jersey
(12/20/2021)
IAR
New Jersey
(12/20/2023)
RR
New Mexico
(8/16/2023)
RR
New York
(5/23/2017)
IAR
New York
(5/19/2023)
RR
North Carolina
(2/16/2023)
RR
North Dakota
(3/23/2023)
IAR
Oklahoma
(5/8/2024)
RR
Oregon
(2/15/2023)
IAR
Pennsylvania
(7/27/2023)
RR
South Dakota
(8/15/2023)
RR
Texas
(8/15/2023)
RR
Utah
(6/29/2023)
IAR
Utah
(12/4/2023)
RR
Vermont
(3/27/2023)
IAR
Vermont
(4/3/2024)
IAR
Virginia
(6/23/2023)
IAR
Washington
(1/2/2025)
RR
Washington
(3/17/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Dec 2023About the Series 66 exam

Series 65 — Uniform Investment Adviser Law Examination

Passed Dec 2014About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 1988About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

Series 82TO — Limited Representative-Private Securities Offerings

Passed Jan 2023About the Series 82TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 79 — Investment Banking Registered Representative Examination

Passed Aug 2011About the Series 79 exam

Series 7 — General Securities Representative Examination

Passed Jan 2008About the Series 7 exam

Series 14 — Compliance Officer Examination

Passed Jan 2023About the Series 14 exam

Series 24 — General Securities Principal Examination

Passed Oct 2011About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Leonard Barenboim's CRS (Customer Relationship Summary).

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