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Kenneth Ronald George

VELOCITYHEALTH SECURITIES
NASHVILLE, TN
·CRD# 2643369·31 years experience

Professional Summary

Kenneth Ronald George, who also goes by Ken George, is a registered financial advisor currently at VELOCITYHEALTH SECURITIES, INC. located in Nashville, Tennessee and IWPF SECURITIES LLC located in Miami Beach, Florida. Kenneth is registered as a RR (Registered Representative) and started their career in finance in 1995. Kenneth has worked at 143 firms and has passed the Series 63, SIE, Series 99TO and Series 27 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Ken George

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

31 years in the financial services industry

Current & Past Employments

VELOCITYHEALTH SECURITIES, INC.·CRD# 134616
BD
95 White Bridge Road Suite 409, Nashville, TN 37205
April 26, 2010 - Present
IWPF SECURITIES LLC·CRD# 328645
BD
429 Lenox Avenue Suite 416, Miami Beach, FL 33139
October 21, 2024 - Present
PICKWICK CAPITAL PARTNERS, LLC·CRD# 130672
BD
White Plains, NY
May 12, 2026 - July 7, 2026
INX SECURITIES, LLC·CRD# 162182
BD
Holland, PA
April 17, 2026 - July 9, 2026
FAVORPOINT CAPITAL·CRD# 336295
BD
Scottsdale, AZ
December 4, 2025 - April 13, 2026
VELERITY GROUP, INC.·CRD# 42869
BD
Great Falls, VA
July 1, 2025 - July 20, 2026
LOEWEN SECURITIES·CRD# 35205
BD
Oradell, NJ
December 17, 2024 - July 31, 2026
INX SECURITIES, LLC·CRD# 162182
BD
Holland, PA
June 6, 2024 - December 9, 2024
JEGI LLC·CRD# 134887
BD
New York, NY
May 16, 2024 - April 8, 2025
POLYSIGN CAPITAL LLC·CRD# 317111
BD
Gulf Breeze, FL
February 9, 2024 - November 7, 2024
PRESIDENT STREET GLOBAL, LLC·CRD# 318377
BD
Red Bank, NJ
May 2, 2023 - May 15, 2026
IAFF-FC INVESTMENTS LLC·CRD# 318120
BD
Washington, DC
September 29, 2022 - July 13, 2026
ASBURY CAPITAL LLC·CRD# 142174
BD
New York, NY
August 7, 2022 - August 14, 2026
MARV CAPITAL INC.·CRD# 104390
BD
New York, NY
June 6, 2022 - July 21, 2026
AMA SECURITIES LLC·CRD# 45988
BD
Stamford, CT
May 17, 2022 - July 13, 2026
ADELPHI STOCK BROKERS·CRD# 309048
BD
Sands Point, NY
October 22, 2021 - July 27, 2026
BHA SELECT NETWORK, LLC·CRD# 168883
BD
Boston, MA
October 18, 2021 - May 4, 2026
IF SECURITIES LLC·CRD# 306092
BD
Fort Lauderdale, FL
May 4, 2021 - July 14, 2026
USTOCKTRADE SECURITIES, INC.·CRD# 16208
BD
Newton, MA
March 16, 2021 - June 16, 2021
SAN BLAS SECURITIES LLC·CRD# 290605
BD
Chicago, IL
September 10, 2020 - June 29, 2022
JWTT, LLC·CRD# 299410
BD
Hazlet, NJ
March 6, 2020 - July 7, 2026
ICV GROUP, INC.·CRD# 294024
BD
New York, NY
January 23, 2020 - July 23, 2021
ALKALI PARTNERS, LLC.·CRD# 299064
BD
Beaverton, OR
September 11, 2019 - June 3, 2026
TGP SECURITIES, INC.·CRD# 159008
BD
Summit, NJ
February 10, 2019 - February 5, 2024
PARKSIDE SECURITIES, INC.·CRD# 288004
BD
San Francisco, CA
January 30, 2019 - December 9, 2019
CMG SECURITIES LLC·CRD# 289090
BD
San Ramon, CA
March 22, 2018 - August 19, 2026
MONTMINY SECURITIES, LLC·CRD# 158368
BD
Santa Monica, CA
August 25, 2017 - July 17, 2026
SEQUOIA INVESTMENTS, INC.·CRD# 39341
BD
Roswell, GA
March 7, 2017 - February 1, 2024
KIWOOM SECURITIES (USA) INC.·CRD# 31977
BD
New York, NY
February 3, 2017 - June 17, 2026
GLOBAL DIRECT EQUITIES, LLC·CRD# 124514
BD
New York, NY
January 4, 2017 - September 29, 2017
GREYWOLF EXECUTION PARTNERS, INC.·CRD# 147790
BD
New York, NY
December 19, 2016 - March 1, 2018
VERITAS SECURITIES CORP.·CRD# 46895
BD
New York, NY
December 15, 2016 - October 31, 2017
CONOVER SECURITIES CORPORATION·CRD# 17129
BD
Bellevue, WA
October 29, 2016 - March 15, 2024
NANTX GLOBAL CAPITAL, LLC·CRD# 147798
BD
Woodbury, NY
July 28, 2016 - July 10, 2026
TOPCAP PARTNERS, INC.·CRD# 283457
BD
Southampton, NY
July 27, 2016 - August 10, 2026
CCA CAPITAL LLC·CRD# 154837
BD
Boston, MA
May 12, 2016 - October 11, 2019
FLYING CLOUD SECURITIES LLC·CRD# 167621
BD
San Francisco, CA
November 20, 2015 - April 3, 2019
CABRILLO BROKER, L.L.C·CRD# 142185
BD
Encino, CA
April 14, 2015 - January 16, 2026
WALTON RE SECURITIES, LLC·CRD# 172024
BD
Scottsdale, AZ
February 27, 2015 - July 14, 2026
EAGLEVIEW SECURITIES, INC·CRD# 170008
BD
Doylestown, PA
January 19, 2015 - July 29, 2016
CLARK DODGE & CO., INC.·CRD# 23288
BD
White Plains, NY
October 15, 2014 - April 27, 2015
PT SECURITIES, LLC·CRD# 169662
BD
Anchorage, AK
September 19, 2014 - January 2, 2018
ASG SECURITIES, INC.·CRD# 44534
BD
Ft. Lauderdale, FL
June 30, 2014 - June 24, 2015
FITZGIBBON TOIGO & CO. LLC·CRD# 122142
BD
Wayne, NJ
March 21, 2014 - July 13, 2026
BFINANCE US LTD.·CRD# 159903
BD
London
March 11, 2014 - July 28, 2026
TOP CAPITAL ADVISORS, INC.·CRD# 166881
BD
Inglewood, CA
January 31, 2014 - August 30, 2016
SOMERSET SECURITIES, INC.·CRD# 2493
BD
Portland, OR
May 1, 2013 - July 14, 2026
NORTHERN EDGE CAPITAL ADVISORS LLC·CRD# 151615
BD
New York, NY
March 11, 2013 - July 14, 2026
SCOTTSDALE CAPITAL ADVISORS CORP·CRD# 118786
BD
Scottsdale Az, AZ
January 8, 2013 - January 16, 2020
HAZARD & SIEGEL, INC.·CRD# 2048
BD
Dewitt, NY
December 14, 2012 - August 1, 2013
FORTREND SECURITIES, INC.·CRD# 32949
BD
Melbourne, Vic
October 24, 2012 - July 23, 2026
KEISER ANALYTICS·CRD# 156379
BD
New York, NY
October 9, 2012 - October 31, 2013
RMJB, INC.·CRD# 109886
BD
Bloomington, MN
April 17, 2012 - February 11, 2013
MIRAE ASSET SECURITIES (USA) INC.·CRD# 30679
BD
New York, NY
April 4, 2012 - July 2, 2012
3 BRIDGES SECURITIES·CRD# 2474
BD
New York, NY
January 25, 2012 - July 3, 2012
POTOMAC SECURITIES, LLC·CRD# 144443
BD
Mclean, VA
June 21, 2011 - August 12, 2013
AVIATE GLOBAL (US) LLP·CRD# 151430
BD
London
April 19, 2011 - July 1, 2016
DAK CAPITAL, LLC·CRD# 145887
BD
Rochelle Park, NJ
December 23, 2010 - February 5, 2021
CIMAS, LLC·CRD# 132263
BD
Albany, NY
November 1, 2010 - January 3, 2013
BRIMBERG & CO.·CRD# 1315
BD
New York, NY
August 9, 2010 - March 25, 2013
IFS SECURITIES·CRD# 40375
BD
Atlanta, GA
July 14, 2010 - November 12, 2019
NEW CENTURY CAPITAL PARTNERS, INC.·CRD# 147071
BD
Los Angeles, CA
March 12, 2010 - August 3, 2026
KCD FINANCIAL, INC.·CRD# 127473
BD
Green Bay, WI
February 10, 2010 - July 6, 2010
HARBOR LIGHT SECURITIES, LLC·CRD# 130227
BD
Tampa, FL
November 24, 2009 - October 30, 2012
BLINKBOX, LTD.·CRD# 150491
BD
Austin, TX
September 22, 2009 - May 31, 2011
BRIDGE 1 ADVISORS, LLC·CRD# 147081
BD
Rowayton, CT
March 26, 2009 - December 18, 2015
MAKO USA LLP·CRD# 148153
BD
London
February 10, 2009 - November 3, 2010
GONOW SECURITIES, INC.·CRD# 104020
BD
Los Angeles, CA
October 31, 2008 - November 19, 2009
BULGER PARTNERS, LLC·CRD# 146235
BD
Boston, MA
July 31, 2008 - February 28, 2018
GUGGENHEIM LIQUIDITY SERVICES, LLC·CRD# 141697
BD
New York, NY
July 9, 2008 - November 4, 2008
CHADBOURN SECURITIES, INC.·CRD# 39439
BD
Hilton Head Island, SC
June 5, 2008 - February 27, 2009
ASG SECURITIES, INC.·CRD# 44534
BD
Ft. Lauderdale, FL
May 1, 2008 - September 10, 2013
GCC-PROSPECT CORPORATION·CRD# 124728
BD
Mclean, VA
February 1, 2008 - April 27, 2010
JPM ADVISORS, LLC·CRD# 144825
BD
Dover, MA
January 7, 2008 - November 29, 2018
TOUCHPOINT SECURITIES CORP.·CRD# 137224
BD
Norwalk, CT
November 21, 2007 - October 21, 2008
ARJENT CAPITAL MARKETS LLC·CRD# 143865
BD
Boulder, CO
August 20, 2007 - March 1, 2010
NAVIGATE ADVISORS·CRD# 128143
BD
Stamford, CT
August 7, 2007 - September 13, 2013
SOLEBURY CAPITAL LLC·CRD# 143299
BD
New Hope, PA
July 2, 2007 - November 13, 2014
PINNACLE INVESTMENTS, LLC·CRD# 142910
BD
East Syracuse, NY
June 8, 2007 - July 13, 2026
GALEN CORPORATION SECURITIES, INC·CRD# 142977
BD
Fairfax, VA
June 6, 2007 - February 15, 2011
F G MARKETS, INC.·CRD# 104274
BD
New York, NY
May 1, 2007 - May 4, 2010
ALTA CAPITAL GROUP, LLC·CRD# 136618
BD
Chicago, IL
April 12, 2007 - November 29, 2007
PICKWICK CAPITAL PARTNERS, LLC·CRD# 130672
BD
White Plains, NY
March 5, 2007 - June 18, 2008
VETUS SECURITIES LLC·CRD# 141962
BD
Cleveland, OH
February 22, 2007 - January 12, 2015
QUANTUM SECURITIES, INC.·CRD# 130224
BD
Boca Raton, FL
December 4, 2006 - January 9, 2008
PARADIGM CAPITAL MARKETS LLC·CRD# 139175
BD
Boulder, CO
August 3, 2006 - August 8, 2006
KIWOOM SECURITIES (USA) INC.·CRD# 31977
BD
New York, NY
June 6, 2006 - July 30, 2012
BEACON HILL FINANCIAL CORPORATION·CRD# 14850
BD
Boston, MA
May 19, 2006 - April 17, 2018
REINOSO & COMPANY, INCORPORATED·CRD# 17301
BD
New York, NY
March 20, 2006 - January 30, 2007
CONNING INVESTMENT PRODUCTS, INC.·CRD# 120387
BD
Hartford, CT
January 13, 2006 - July 13, 2026
ALBRIGHT SECURITIES LLC·CRD# 136630
BD
Arlington, VA
January 11, 2006 - December 5, 2025
A.L. WATERS CAPITAL, LLC·CRD# 135419
BD
Braintree, MA
December 15, 2005 - March 7, 2012
TEMPER OF THE TIMES INVESTOR SERVICES, INC.·CRD# 39753
BD
Harrison, NY
December 14, 2005 - June 8, 2021
M&A CAPITAL ADVISERS, LLC·CRD# 129498
BD
Las Vegas, NV
November 29, 2005 - August 7, 2006
JEGI LLC·CRD# 134887
BD
New York, NY
September 1, 2005 - June 19, 2007
GFG SECURITIES, LLC·CRD# 132602
BD
Miami, FL
July 26, 2005 - July 21, 2026
HARVEST CAPITAL LLC·CRD# 35723
BD
Wethersfield, CT
May 31, 2005 - December 31, 2013
ITB SECURITIES, LLC·CRD# 132665
BD
New York, NY
April 5, 2005 - December 31, 2006
SYNERGY CAPITAL I, LLC·CRD# 47965
BD
New York, NY
March 2, 2005 - July 10, 2026
QUANTUM SECURITIES, INC.·CRD# 130224
BD
Boca Raton, FL
February 1, 2005 - April 20, 2006
CAPSTONE PARTNERS·CRD# 132185
BD
Boston, MA
January 13, 2005 - January 31, 2019
THE REID GROUP LLC·CRD# 130448
BD
New York, NY
October 14, 2004 - June 24, 2015
BOSTON CAPITAL SECURITIES, INC.·CRD# 14611
BD
Boston, MA
October 1, 2004 - September 5, 2006
HAMERSLEY PARTNERS LLC·CRD# 131134
BD
Boston, MA
September 7, 2004 - March 30, 2007
GRIFFIN, MILLS & LONG, LLC·CRD# 47778
BD
San Diego, CA
August 13, 2004 - May 17, 2007
INNER CIRCLE SPORTS LLC·CRD# 127772
BD
New York, NY
July 27, 2004 - July 23, 2026
MAKO FINANCIAL MARKETS, LLC·CRD# 117476
BD
New York, NY
June 15, 2004 - February 28, 2011
HUDSON CASTLE SECURITIES INC.·CRD# 130142
BD
New York, NY
June 10, 2004 - February 14, 2006
BARNETT & PARTNERS ADVISORS, LLC·CRD# 129373
BD
New York, NY
May 7, 2004 - June 27, 2007
YORK STOCKBROKERS, INC.·CRD# 102740
BD
New York, NY
April 26, 2004 - July 21, 2026
WALLER CAPITAL SECURITIES LLC·CRD# 127734
BD
New York, NY
April 20, 2004 - June 10, 2019
ELIASON FINANCIAL GROUP, LLC·CRD# 130144
BD
St. Germain, WI
March 15, 2004 - May 28, 2010
WEALTHSENSE SECURITIES LLC·CRD# 44709
BD
Andover, MA
March 5, 2004 - February 11, 2005
M&A CAPITAL ADVISERS, LLC·CRD# 129498
BD
Las Vegas, NV
February 25, 2004 - September 28, 2005
GFA SECURITIES, LLC·CRD# 128568
BD
New York, NY
February 24, 2004 - August 9, 2017
RUCKER CAPITAL PARTNERS, LLC·CRD# 128045
BD
Perrineville, NJ
January 8, 2004 - August 1, 2005
NAVIGATE ADVISORS·CRD# 128143
BD
Stamford, CT
January 2, 2004 - January 5, 2007
DAS FINANCIAL SERVICES, INC.·CRD# 127038
BD
West Conshohocken, PA
November 7, 2003 - October 4, 2010
BLACK POINT PARTNERS, INC.·CRD# 126192
BD
Beverly, MA
August 28, 2003 - April 10, 2006
PORTICO CAPITAL ADVISORS LLC·CRD# 125865
BD
Greenwich, CT
August 11, 2003 - February 18, 2022
BARRETTO SECURITIES INC·CRD# 113334
BD
Vancouver
May 21, 2003 - September 27, 2019
AMERIMUTUAL FUNDS DISTRIBUTOR, INC.·CRD# 47661
BD
Stamford, CT
July 2, 2002 - August 26, 2004
FIREFLY CAPITAL, INC.·CRD# 113312
BD
Boston, MA
November 15, 2001 - September 8, 2008
WEATHERLY SECURITIES CORPORATION·CRD# 11081
BD
New York, NY
October 30, 2001 - September 18, 2002
CAPITAL PATH SECURITIES, LLC·CRD# 104363
BD
Middle Island, NY
August 14, 2001 - October 16, 2014
GOWELL SECURITIES CORPORATION·CRD# 3501
BD
Boston, MA
March 21, 2001 - April 14, 2005
PITTSFORD CAPITAL MARKETS, INC·CRD# 36406
BD
Pittsford, NY
March 9, 2001 - February 28, 2003
LABRANCHE STRUCTURED PRODUCTS DIRECT·CRD# 45821
BD
New York, NY
February 28, 2001 - June 5, 2001
RDM INVESTMENT SERVICES, LLC·CRD# 104266
BD
Westport, CT
November 17, 2000 - August 7, 2017
BACK BAY CAPITAL, INC.·CRD# 22824
BD
San Diego, CA
September 25, 2000 - January 28, 2005
GLOBAL TRADING GROUP, INC.·CRD# 103927
BD
Bronx, NY
September 15, 2000 - October 14, 2010
VCVILLAGE.COM SECURITIES, INC.·CRD# 103850
BD
New York, NY
August 29, 2000 - January 22, 2001
BROKERAGEAMERICA, LLC·CRD# 47966
BD
New York, NY
February 23, 2000 - April 18, 2000
FIVE STAR INVESTMENT SERVICES, INC.·CRD# 101840
BD
Warsaw, NY
January 24, 2000 - December 31, 2013
UNITED EQUITY SECURITIES, LLC·CRD# 47261
BD
Huston, TX
December 6, 1999 - September 20, 2000
PENN FINANCIAL GROUP, INC.·CRD# 47787
BD
Jenkintown, PA
November 15, 1999 - March 14, 2003
RETIREMENT RESOURCES INVESTMENT CORPORATION·CRD# 47723
BD
Peabody, MA
September 14, 1999 - February 9, 2007
ADAMSON BROTHERS INC.·CRD# 46684
BD
Rochelle Park, NJ
September 9, 1999 - November 16, 2000
BLACK DIAMOND SECURITIES, LLC·CRD# 38418
BD
Cos Cob, CT
August 3, 1999 - January 7, 2000
ARROW INVESTMENTS, INC.·CRD# 45936
BD
Purchase, NY
December 21, 1998 - July 9, 2026
DEERFIELD PARTNERS, LLC·CRD# 44064
BD
Boston, MA
December 18, 1998 - August 20, 2007
BETHANY FINANCIAL ADVISORY, INC.·CRD# 45545
BD
Warren, OH
December 11, 1998 - July 27, 2001
FRG SECURITIES, LLC·CRD# 44845
BD
New York, NY
October 23, 1998 - October 8, 1999
BURLINGTON CAPITAL MARKETS INC.·CRD# 26991
BD
New York, NY
December 17, 1997 - January 29, 1999
NATIONAL BANK OF CANADA FINANCIAL INC.·CRD# 22698
BD
New York, NY
October 10, 1997 - June 22, 1998
MECHANICS INVESTMENT SERVICES, INC.·CRD# 42738
BD
Hartford, CT
May 9, 1997 - July 21, 2000
PINNACLE INVESTMENTS, INC.·CRD# 40686
BD
East Syracuse, NY
May 30, 1996 - June 27, 2007
WINSLOW, EVANS & CROCKER, INC.·CRD# 29686
BD
Boston, MA
May 29, 1996 - June 24, 1997
STONEBRIDGE ASSOCIATES, LLC·CRD# 40416
BD
Boston, MA
April 18, 1996 - March 17, 2005
FIRST PROVIDENCE FINANCIAL GROUP, LLC·CRD# 39469
BD
February 29, 1996 - July 28, 1998
FIRST PROVIDENCE FINANCIAL GROUP, LLC·CRD# 39469
BD
Port Washington, NY
February 28, 1996 - July 28, 1998
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC·CRD# 11025
BD
St. Louis, MO
August 9, 1995 - November 17, 1995

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Current Firm

IS
IWPF SECURITIES LLC

IWPF SECURITIES LLC

CRD#: 328645 / SEC#: 8-71173
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)

Contact Information

Main Address

429 Lenox Avenue Suite 416, Miami Beach, FL 33139

Mailing Address

429 Lenox Avenue Suite 416, Miami Beach, FL 33139

Phone Number

(917) 239-0408

Established

Florida since 09/01/2023

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
BRIKER, CHRISTIANNON EXECUTIVE OWNER7732280
BRITO, ROBERT MARTINCEO / CCO / POO / EXECUTIVE REPRESENTATIVE & MANAGING PARTNER2465126
GEORGE, KENNETH RONALDFINOP, PFO2643369

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 2002About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Jan 2023About the SIE exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

Series 27 — Financial and Operations Principal Examination

Passed Aug 1995About the Series 27 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Kenneth Ronald George's CRS (Customer Relationship Summary).

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