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AE

Aaron M. Ennis

SAL EQUITY TRADING, GP
Bala Cynwyd, PA 19004-1122
Some features on this profile are disabled
CRD#: 7024827
AE

Professional summary

Aaron Michael Ennis Mr., who also goes by Aaron Ennis, is a registered financial professional currently at SAL EQUITY TRADING, GP located in Bala Cynwyd, Pennsylvania.

Aaron is registered as a RR (Registered Representative) and started their career in finance in 2018. Aaron has worked at 3 firms and has passed the SIE and Series 57TO exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Aaron Ennis

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Aaron Michael Ennis Mr.'s CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 3, 2019 - Present

SAL EQUITY TRADING, GP

Office #1: 401 City Avenue Suite 220, Bala Cynwyd, PA 19004-1122
BD
CRD#: 29337
Bala Cynwyd, PA
Past

March 5, 2019 - June 3, 2019

SUSQUEHANNA FINANCIAL GROUP, LLLP

BD
CRD#: 35865
BALA CYNWYD, PA
Past

December 19, 2018 - June 3, 2019

SUSQUEHANNA SECURITIES, LLC

BD
CRD#: 35874
BALA CYNWYD, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
SIE
Date: 12/19/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 57TO
Date: 12/13/2018
Securities Trader Exam
SRO Registrations
RR
FINRA

Current Firm

SE
SAL EQUITY TRADING, GP
BODEL, INC. | SUSQUEHANNA CAPITAL GROUP | SAL EQUITY TRADING, GP

CRD#: 29337 / SEC#: , 8-43174

BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information

Main Address
401 City Avenue Suite 220, Bala Cynwyd, PA 19004-1122
Mailing Address
401 City Avenue Suite 220, Bala Cynwyd, PA 19004-1122
Phone number
(610) 617-3000
Established
Delaware since 01/02/1995
Firm type
Partnership
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (2 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
SAL EQUITY HOLDING, LLCGENRAL PARTNER
DANIELS, ETHAN SCOTTPOO5902179
GOLDBERG, ALAN BARRYCHIEF EXECUTIVE OFFICER2340315
JAMACA, MELISSAFINOP7478107
RORKE, BRIAN WALLACECHIEF COMPLIANCE OFFICER4475071
SAL EQUITY PARTNER, LLCGENRAL PARTNER

Disclosures

Regulatory Event16

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SAL EQUITY TRADING, GP

CRD#: 29337Bala Cynwyd, PA 19004-1122

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