Eric Robert Garzone
Professional Summary
Eric Robert Garzone, who also goes by Eric Robert Garzone, Eric Garzone, is a registered financial advisor currently at BETTERMENT SECURITIES located in New York, New York. Eric is registered as a RR (Registered Representative) and started their career in finance in 2018. Eric has worked at 3 firms and has passed the Series 63, Series 99TO, SIE, Series 7 and Series 27 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Eric Robert Garzone, Eric Garzone
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
8 years in the financial services industry
Current & Past Employments
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Current Firm
BETTERMENT SECURITIES | PARK HILL CAPITAL, INC. | MTG, LLC
Contact Information
Main Address
450 West 33rd Street 11th Floor, New York, NY 10001Mailing Address
450 West 33rd Street 11th Floor, New York, NY 10001Phone Number
(212) 228-1328Established
New York since 07/22/2004Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BETTERMENT HOLDINGS, INC. | PARENT COMPANY | — |
| FELDMAN, RICHARD MARK | PRINCIPAL FINANCIAL OFFICER | 2273453 |
| KRAMER, ANDREW JONATHAN | PRINCIPAL OPERATIONS OFFICER | 6393302 |
| KRAMER, ANDREW JONATHAN | PRESIDENT | 6393302 |
| NORUP, DANIEL KENNETH | VICE PRESIDENT | 7432647 |
| ROSENBLOOM, SETH JOSEPH | CHIEF LEGAL OFFICER | 6612490 |
| WOLDOW, BRIAN JEFFREY | CHIEF COMPLIANCE OFFICER | 2773616 |
Disclosures
Regulatory Event
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Eric Robert Garzone's CRS (Customer Relationship Summary).
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