Larae A. Duff

PATHWAY FINANCIAL SOLUTIONS

SALINA, KS 67401

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CRD#: 6993593

Professional summary

Larae Ann Duff, who also goes by Larae A Baker, Larae A Duff, Rae A Duff, is a registered financial advisor currently at PATHWAY FINANCIAL SOLUTIONS, INC. located in Salina, Kansas.

Larae is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Larae has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Larae A Baker | Larae A Duff | Rae A Duff

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Larae Ann Duff's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 13, 2026 - Present

PATHWAY FINANCIAL SOLUTIONS, INC.

Office #1: 120 S Santa Fe, Salina, KS 67401

RIA

CRD#: 340594

SALINA, KS

Past

August 19, 2025 - March 13, 2026

EDWARD JONES

CRD#: 250

KELLER, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Kansas
(3/13/2026)

IAR

Texas
(3/13/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/11/2018

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/20/2018

General Securities Representative Examination

Current Firm

PATHWAY FINANCIAL SOLUTIONS, INC.

CRD#: 340594 / SEC#: 801-135400

RIA

Registered Investment Advisory firm - (3/9/2026 120-Day Approval)

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Contact information

Main Address

Salina, KS

Mailing Address

Phone number

(785) 820-8161

Established

Firm type

Fiscal year end

# of Employees

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DISCLOSURE BROCHURE FOR PATHWAY FINANCIAL SOLUTIONS (1/26/2026)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Larae A. Duff

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Larae Ann Duff's CRS (Customer Relationship Summary).

Certified licenses

Experience

PATHWAY FINANCIAL SOLUTIONS, INC.

OFG FINANCIAL SERVICES, INC.

OFG FINANCIAL SERVICES, INC.

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES LLC

SANCTUARY ADVISORS, LLC

SANCTUARY SECURITIES, INC.

PROSPERA FINANCIAL SERVICES, INC.

PROSPERA FINANCIAL SERVICES, INC.

EDWARD JONES

EDWARD JONES

EDWARD JONES

EDWARD JONES

EDWARD JONES

EDWARD JONES

State Registrations and Notice Filings

Exams

Series 66

Date: 10/11/2018

SIE

Date: 10/1/2018

Series 7

Date: 9/20/2018

Current Firm

PATHWAY FINANCIAL SOLUTIONS, INC.

Contact information

Documents

Part 2 Brochures

Red Flags

Company Information

PATHWAY FINANCIAL SOLUTIONS, INC.

TRUST BUT VERIFY

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