Sean David Merlonghi
CFP®Professional Summary
Sean David Merlonghi, CFP® is a registered financial advisor currently at DAKOTA WEALTH, LLC located in Lewes, Delaware. Sean is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Sean has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
Similar Advisors
TOR BROKERAGE LLC
MCMILLAN ANALYSIS CORPORATION
FISCAL WISDOM WEALTH MANAGEMENT LLC
LPL FINANCIAL LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
TOR BROKERAGE LLC
MCMILLAN ANALYSIS CORPORATION
FISCAL WISDOM WEALTH MANAGEMENT LLC
LPL FINANCIAL LLC
Contact Information
xxxxx@xxxx.xxx
Similar Advisors
TOR BROKERAGE LLC
MCMILLAN ANALYSIS CORPORATION
FISCAL WISDOM WEALTH MANAGEMENT LLC
LPL FINANCIAL LLC
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
TOR BROKERAGE LLC
MCMILLAN ANALYSIS CORPORATION
FISCAL WISDOM WEALTH MANAGEMENT LLC
LPL FINANCIAL LLC
Credentials
Years of Experience
13 years registered in the securities industry
Current & Past Employments
Current
Past
Similar Advisors
TOR BROKERAGE LLC
MCMILLAN ANALYSIS CORPORATION
FISCAL WISDOM WEALTH MANAGEMENT LLC
LPL FINANCIAL LLC
Current Firm
DAKOTA WEALTH MANAGEMENT | SPRINGSIDE PARTNERS | OAKMONT PARTNERS | DAKOTA WEALTH, LLC
Contact Information
Main Address
11376 N. Jog Road Suite 101, Palm Beach Gardens, FL 33418-1752Phone Number
(561) 774-8101# of Employees
91SEC notice filing (37 States and Territories)
Registered to provide investment advisory services in 37 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
11,161AUM (Assets Under Management)
$6,941,956,964Accountant Surprise Examination Report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/20/2026 | Cover Page | Report |
| 06/10/2025 | Cover Page | Report |
| 09/13/2024 | Cover Page | Report |
| 11/21/2023 | Cover Page | Report |
Similar Advisors
TOR BROKERAGE LLC
MCMILLAN ANALYSIS CORPORATION
FISCAL WISDOM WEALTH MANAGEMENT LLC
LPL FINANCIAL LLC
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Similar Advisors
TOR BROKERAGE LLC
MCMILLAN ANALYSIS CORPORATION
FISCAL WISDOM WEALTH MANAGEMENT LLC
LPL FINANCIAL LLC
Primary Firm SEC Registration
DAKOTA WEALTH MANAGEMENT | SPRINGSIDE PARTNERS | OAKMONT PARTNERS | DAKOTA WEALTH, LLC
State Registrations and Notice Filings
(11/3/2025)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Similar Advisors
TOR BROKERAGE LLC
MCMILLAN ANALYSIS CORPORATION
FISCAL WISDOM WEALTH MANAGEMENT LLC
LPL FINANCIAL LLC
CRS (Client Relationship Summary) - RIA
Click below to view Sean David Merlonghi's CRS (Customer Relationship Summary).
Similar Advisors
TOR BROKERAGE LLC
MCMILLAN ANALYSIS CORPORATION
FISCAL WISDOM WEALTH MANAGEMENT LLC
LPL FINANCIAL LLC