Louis J. Czerwinski
PKS ADVISORY SERVICES | Financial Planner at Allegiant Wealth Management, LLC
Southington, CT
CRD#: 4720221
Professional summary
Louis Joseph Czerwinski, who also goes by Louis J Czerwinski, Louis J Czewinski, Lou Czerwinski, is a registered financial advisor currently at PKS ADVISORY SERVICES, LLC located in Southington, Connecticut and PURSHE KAPLAN STERLING INVESTMENTS located in Southington, Connecticut.
Louis is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Louis has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Biography
Louis J. Czerwinski, CRPC® "Lou", has been in the financial services industry for over 15 years. Lou’s past work experience includes work with MML Investor Services, First Niagara Investment Services, Bankwell Investment Services, and Voya Financial Advisors. It was at Bankwell Investment Services, where he helped launch the financial services program and build it from the ground up. While Lou was at First Niagara, he and his team oversaw 120 million of client assets. He was ranked in the top three in his position for the region and won various awards for his performance and service to clients.
Lou resides in Southington, CT with his wife and daughter, who are the loves of his life. He enjoys golfing, skiing, and any other sporting activity, as well as spending time with friends & family. Lou also enjoys travel as well as photography when he is not meeting with his clients.
Question & Answer
What are your service offerings?
Financial Planning,
Investment Management,
Tax Planning,
Trust Services,
Tax Preparation,
Retirement Planning,
Estate Planning,
Business Planning,
Individual Insurance (Life, He...
Individual Insurance ( Auto, C...
Individual Insurance (Life, He...
Financial Coaching
Do you have an area of expertise or specialization?
High Net Worth Planning,
Investment Management,
Retirement Planning,
Risk Management and Insurance ...
Small Business Planning,
Tax Planning and Preparation,
Trust and Estate Planning,
Philanthropic and Non-Profit,
Estate Planning,
Executive Compensation (ISO, R...
Endowments and Charities,
Customized Portfolios,
Cash Flow Analysis,
FIRE (Financial Independence R...
Alternative Investments,
College Planning,
Credit & Lending Needs,
Emergency Funds Management,
Real Estate (LLP, REIT's, Priv...
Special Needs Families
How do you get paid?
% of AUM,
Commission,
Fee-Only,
Fixed Fee
Are you a "fiduciary"?
Yes
Aliases
Louis J Czerwinski | Louis J Czewinski | Lou Czerwinski
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) PKSA D/B/A ALLEGIANT WEALTH MANAGEMENT. INVESTMENT RELATED BUSINESS. LOCATED AT 61 NORTH PLAINS INDUSTRIAL RD, #314, WALLINGFORD, CT 06492. INVESTMENT ADVISORY. TITLE IS PRESIDENT/CEO. 174 HRS/MO - 174 DURING TRADING. DUTIES ARE INVESTMENT & PORTFOLIO MANAGEMENT, FINANCIAL PLANNING, FEE BASED PLANNING. 2)FIXED BUSINESS. NOT INVESTMENT RELATED. LOCATED AT 151 ANDREWS STREET SOUTHINGTON CT 06489. INDEPENDENT INSURANCE AGENT. TITLE IS AGENT. STARTED 10/2016. 5 HRS/MO DEVOTED - 5 DURING TRADING. DUTIES ARE SALE OF FIXED INSURANCE. 3)PINNACLE PROPERTY GROUP, LLC. NOT INVESTMENT RELATED. 61 NORTH PLAINS INDUSTRIAL RD, #314, WALLINGFORD, CT 06492. REAL ESTATE. TITLE IS MEMBER. 04/2012. 2 HRS/MO DEVOTED - 0 DURING TRADING. DUTIES ARE OVERSEEING MANAGEMENT COMPANY. 4)LOUIS J. CZERWINSKI - TAX PREPARATION. NOT INVESTMENT RELATED. LOCATED AT 151 ANDREWS STREET SOUTHINGTON CT 06489. TAX PREP. TITLE IS TAX PREPARER. 12/2017. 5 HRS/MO DEVOTED - 2 DURING TRADING. DUTIES ARE TAX PREP. 5)TRAGER REZNITSKY INSURANCE. NOT INVESTMENT RELATED. 154 STATE STREET, #102, NORTH HAVEN, CT 06473. P&C INSURANCE. TITLE IS AGENT. STARTED 11/2016. 2 HRS/MO DEVOTED - 1 DURING TRADING. DUTIES ARE SALE OF PROPERTY & CASUALTY INSURANCE. 6)VITA/ICE. NOT INVESTMENT RELATED. ADDRESS VARIES BASED ON NEED. TAX PREPARATION. STARTED 01/2018. 12 HRS/MO DEVOTED - 0 DURING TRADING. DUTIES ARE TO VOLUNTEER TO DO TAX PREP FOR THE ELDERLY AND LOW INCOME PEOPLE IN THE COMMUNITY. 7) 147 Hall Ave LLC. Non-Investment Related. 4 Earl Ave, Suite 103, Hamden, CT 06514. Rental Property, Managing Member. Start 4/2021. 4hrs/mo, none during trading hours. Overseeing management of property.
CRS (Client Relationship Summary) - RIA
Click below to view Louis Joseph Czerwinski's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 2, 2019 - Present
PKS ADVISORY SERVICES, LLC
RIA
CRD#: 125648
Southington, CT
Current
December 3, 2019 - Present
PURSHE KAPLAN STERLING INVESTMENTS
BD
CRD#: 35747
Southington, CT
Past
October 4, 2016 - September 4, 2019
VOYA FINANCIAL ADVISORS, INC.
RIA
CRD#: 2882
WALLINGFORD, CT
Past
October 3, 2016 - September 4, 2019
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
WALLINGFORD, CT
Past
May 5, 2015 - June 15, 2016
LPL FINANCIAL LLC
RIA
CRD#: 6413
NORTH HAVEN, CT
Past
May 5, 2015 - June 15, 2016
LPL FINANCIAL LLC
BD
CRD#: 6413
NORTH HAVEN, CT
Past
September 29, 2014 - April 24, 2015
INVESTACORP ADVISORY SERVICES INC
RIA
CRD#: 109011
NEW CANAAN, CT
Past
October 16, 2013 - April 24, 2015
INVESTACORP, INC.
BD
CRD#: 7684
NEW CANAAN, CT
Past
August 12, 2011 - November 1, 2013
LPL FINANCIAL LLC
BD
CRD#: 6413
WALLINGFORD, CT
Past
January 8, 2004 - April 6, 2005
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
SPRINGFIELD, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PA
PKS ADVISORY SERVICES, LLC
49 FINANCIAL | WOODLANDS PORTFOLIO MANAGEMENT | WOEHLER FINANCIAL GROUP | WEALTHPATH INVESTMENT ADVISORS | THE O'HAGAN GROUP | STRATEGIC INVESTMENT GROUP | ROYAL HARBOR PARTNERS | ROY MATLOCK JR. ADVISORY | REID FINANCIAL | PREMIER WEALTH ADVISORY GROUP | PORTUS CAPITAL MANAGEMENT | PKS ADVISORY SERVICES, LLC | NATALE WEALTH MANAGEMENT | MELECO WEALTH MANAGEMENT | MACALUSO WEALTH MANAGEMENT GROUP | KAYE RIGGS & ASSOCIATES | J. STEAKLEY WEALTH MANAGEMENT | INTEGRATED ASSET | HERITAGE FINANCIAL GROUP | GROWE CAPITAL ADVISORS | FOREVER YOUNG WEALTH | FINDLEY ADVISORS | FINANCIAL ADVISORS OF SOUTHWEST FLORIDA | FBG ADVISORY | DAVIS BRINKS WEALTH MANAGEMENT | DAE CAPITAL STRATEGIES | CONCENTRIC ADVISORS | CAPITAL SARATOGA WEALTH MANAGEMENT | ALLEGIANT WEALTH MANAGEMENT | ALBANY ADVISOR GROUP
CRD#: 125648 / SEC#: 801-62147
RIA
Registered Investment Advisory firm - (6/20/2003 Approved)New York
Registered Investment Advisory firm - (6/20/2003 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Connecticut(12/2/2019)
RR
Connecticut(12/3/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
PA
PKS ADVISORY SERVICES, LLC
49 FINANCIAL | WOODLANDS PORTFOLIO MANAGEMENT | WOEHLER FINANCIAL GROUP | WEALTHPATH INVESTMENT ADVISORS | THE O'HAGAN GROUP | STRATEGIC INVESTMENT GROUP | ROYAL HARBOR PARTNERS | ROY MATLOCK JR. ADVISORY | REID FINANCIAL | PREMIER WEALTH ADVISORY GROUP | PORTUS CAPITAL MANAGEMENT | PKS ADVISORY SERVICES, LLC | NATALE WEALTH MANAGEMENT | MELECO WEALTH MANAGEMENT | MACALUSO WEALTH MANAGEMENT GROUP | KAYE RIGGS & ASSOCIATES | J. STEAKLEY WEALTH MANAGEMENT | INTEGRATED ASSET | HERITAGE FINANCIAL GROUP | GROWE CAPITAL ADVISORS | FOREVER YOUNG WEALTH | FINDLEY ADVISORS | FINANCIAL ADVISORS OF SOUTHWEST FLORIDA | FBG ADVISORY | DAVIS BRINKS WEALTH MANAGEMENT | DAE CAPITAL STRATEGIES | CONCENTRIC ADVISORS | CAPITAL SARATOGA WEALTH MANAGEMENT | ALLEGIANT WEALTH MANAGEMENT | ALBANY ADVISOR GROUP
CRD#: 125648 / SEC#: 801-62147
RIA
Registered Investment Advisory firm - (6/20/2003 Approved)New York
Registered Investment Advisory firm - (6/20/2003 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
80 State Street, Albany, NY 12207
Mailing Address
Phone number
(518) 426-5791
Established
Firm type
Fiscal year end
# of Employees
49
SEC notice filing (36 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 4,419 |
| AUM (Assets Under Management) | $ 905,367,391 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
PKS ADVISORY SERVICES, LLC
Financial Planner at Allegiant Wealth Management, LLCCRD#: 125648Southington, CTTRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
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