Eric Z. Plahn
Professional summary
Eric Zachary Plahn, CFP® is a registered financial professional currently at EXCHANGERIGHT SECURITIES, LLC located in Pasadena, California and LIGHTHOUSE CAPITAL GROUP, LLC located in Pasadena, California.
Eric is registered as a RR (Registered Representative) and started their career in finance in 2019. Eric has worked at 2 firms and has passed the Series 63, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Eric Zachary Plahn's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 26, 2019 - Present
EXCHANGERIGHT SECURITIES, LLC
Office #1: 1055 E. Colorado Blvd, Suite 3130, Pasadena, CA 91106May 18, 2022 - Present
LIGHTHOUSE CAPITAL GROUP, LLC
Office #1: 1055 E. Colorado Blvd., Suite 310, Pasadena, CA 91106State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/26/2019)
(8/10/2022)
(8/11/2023)
(8/4/2022)
(6/24/2022)
Exams
Series 7TO
Date: 6/26/2019
General Securities Representative ExaminationFINRA
Current Firm
LIGHTHOUSE CAPITAL GROUP, LLC
CRD#: 169135 / SEC#: , 8-69350
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 1 |
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