TB
Tabetha L. Berge
CETERA INVESTMENT ADVISERS LLC
CASPER, WY 82601
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CRD#: 6954458
TB
Professional summary
Tabetha Lynn Berge, who also goes by Tabby Lynn Berge, Tabetha Lynn Dunn, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Casper, Wyoming and CETERA WEALTH SERVICES, LLC located in Casper, Wyoming.
Tabetha is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Tabetha has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Tabby Lynn Berge | Tabetha Lynn Dunn
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Stratford Arms- This is a homeowners association that has hired PMCH to prepare the accounts payable and accounts receivables. I am a signer on the the account to expedite the payment of the associations bills. I have no ownership in this entity. I spend about 1 hour per month on this activity. 2) PATHFINDER INVESTMENTS LLC POSITION: n/a NATURE: To provide financial services by Deanna Pickering INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 12/01/2017 ADDRESS: 123 W. 1st Street, Suite 800, Casper WY 82601, United States DESCRIPTION: Referring Advisor 3) 600 E. 1ST STREET PARTNERS, LLC POSITION: Member/Owner NATURE: This entity owns a commercial building that is currently occupied by unrelated tenants. When the tenants move out, the building will be remodeled for the purpose of a self rental to our CPA firm (Porter, Muirhead, Cornia & Howard) and Wealth Management firm (Pathfinder Investments). INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 08/03/2017 ADDRESS: 600 E. 1st Street, Casper WY 82601, United States DESCRIPTION: We purchased this building March 1 2018. there is currently unrelated tenants in the building who will move out through June and July. During that time my duties are to serve on the remodel committee to prepare the building to be occupied by our CPA firm and Wealth management business sometime in October 2018. After that duties will be to assist other owners in decision making of building upkeep, rent collection and mortgage payments. 4) WYOMING CAPITAL ACCESS POSITION: Board Member NATURE: This a lender that provides SBA 504 loans and a SBA Wyoming Lender. Wyoming Capital Access provides guidance and access to government-related loan programs, as alternative business financing options, for Wyoming lenders and Wyoming small businesses.? INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 04/01/2022 ADDRESS: 725 E 2nd Street, Suite 100, Casper WY 82601, United States DESCRIPTION: My duties on the board is to provide insight the tax return information provided by applicants seeking an SBA loan through Wyoming Capital Access and to vote to approve or deny the applicant based on their loan application and supporting documents.
CRS (Client Relationship Summary) - RIA
Click below to view Tabetha Lynn Berge's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 600 East 1st Street, Casper, WY 82601RIA
CRD#: 105644
CASPER, WY
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 600 East 1st Street, Casper, WY 82601BD
CRD#: 13572
Casper, WY
Past
October 25, 2019 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
Casper, WY
Past
October 25, 2019 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
Casper, WY
Past
February 25, 2019 - October 25, 2019
1ST GLOBAL ADVISORS INC
RIA
CRD#: 111133
Casper, WY
Past
October 22, 2018 - October 25, 2019
1ST GLOBAL CAPITAL CORP.
BD
CRD#: 30349
Casper, WY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Wyoming(9/5/2025)
IAR
Wyoming(9/5/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Casper, WY 82601TRUST BUT VERIFY
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