Matthew J. Quigley

CRD#: 5875683

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Matthew James Quigley, who also goes by Matthew J Quigley, Matthew James Quigley, Matthew Quigley, was a registered financial professional .

Matthew is a previously registered financial professional and started their career in finance in 2013. Matthew had worked at 8 firms and has passed the Series 65, Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Matthew J Quigley | Matthew James Quigley | Matthew Quigley

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

November 19, 2024 - April 14, 2025

NAVIAN CAPITAL SECURITIES LLC

CRD#: 145037

CINCINNATI, OH

Past

October 31, 2024 - November 13, 2024

TOEWS ASSET MANAGEMENT

RIA

CRD#: 106304

New York, NY

Past

March 12, 2024 - November 13, 2024

NORTHERN LIGHTS DISTRIBUTORS, LLC

CRD#: 126159

ELKHORN, NE

Past

June 9, 2022 - June 27, 2022

INDEPENDENT BROKERAGE SOLUTIONS LLC

CRD#: 153563

NEW YORK, NY

Past

February 7, 2022 - June 9, 2022

ARETE WEALTH MANAGEMENT, LLC

CRD#: 44856

New York, NY

Past

December 21, 2016 - July 12, 2021

FEF DISTRIBUTORS, LLC

CRD#: 46585

NEW YORK, NY

Past

November 25, 2014 - November 30, 2016

ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC

CRD#: 25567

NEW YORK, NY

Past

April 3, 2014 - November 17, 2014

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

WEEHAWKEN, NJ

Past

September 23, 2013 - November 17, 2014

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/19/2024

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 4/2/2014

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/13/2013

General Securities Representative Examination

Current Firm

NAVIAN CAPITAL SECURITIES LLC

CD FUNDING SECURITIES, LLC | NAVIAN CAPITAL SECURITIES LLC

CRD#: 145037 / SEC#: , 8-67695

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

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Contact information

Main Address

425 Walnut Street Suite 2500, Cincinnati, OH 45202

Mailing Address

425 Walnut Street Suite 2500, Cincinnati, OH 45202

Phone number

(513) 980-3264

Established

Delaware since 06/23/2006

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (8 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
NAVIAN CAPITAL, LLC	OWNER, SOLE MEMBER
BONACCI, TIMOTHY JOHN	PRESIDENT, CEO, SROP, CROP	4194271
JENKINS, ROBERT PATRICK	CHIEF FINANCIAL OFFICER AND COO	6030790
RUSSELL, SARAH DETLING	PRINCIPAL FINANCIAL OFFICER & FINOP	6727189
STACHE, PAUL GERARD	CHIEF COMPLIANCE OFFICER	1170097

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Matthew J. Quigley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

TOEWS ASSET MANAGEMENT

NORTHERN LIGHTS DISTRIBUTORS, LLC

INDEPENDENT BROKERAGE SOLUTIONS LLC

ARETE WEALTH MANAGEMENT, LLC

FEF DISTRIBUTORS, LLC

ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 9/19/2024

Series 66

Date: 4/2/2014

SIE

Date: 10/1/2018

Series 7

Date: 8/13/2013

Current Firm

NAVIAN CAPITAL SECURITIES LLC

Contact information

FINRA licenses (8 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

NAVIAN CAPITAL SECURITIES LLC

TRUST BUT VERIFY

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