Tyler D. Hartman
Professional summary
Tyler Donald Hartman is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Fargo, North Dakota and NYLIFE SECURITIES LLC located in Fargo, North Dakota.
Tyler is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Tyler has worked at 2 firms and has passed the Series 63, Series 6TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Tyler Donald Hartman's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 6, 2022 - Present
EAGLE STRATEGIES LLC
Office #1: 808 3rd Ave S Ste 420, Fargo, ND 58105August 23, 2018 - Present
NYLIFE SECURITIES LLC
Office #1: 808 3rd Ave S Ste 420, Fargo, ND 58103Primary Firm SEC Registration
EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/21/2024)
(10/4/2021)
(9/28/2018)
(9/21/2018)
(4/6/2022)
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
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