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FIRM PROFILE
Overview
NYLIFE SECURITIES LLC is located at 51 Madison Ave. Room 713, New York, NY 10010 and was first established at New York, Delaware in 01/01/2007. After operating for 19 years, NYLIFE SECURITIES LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of NYLIFE SECURITIES LLC’s clients are individuals and 0% of their clients are high net worth individuals. NYLIFE SECURITIES LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at NYLIFE SECURITIES LLC are registered to handle securities or provide financial advice. The firm has 20 disclosures, 13 being regulatory events, 0 being client events, and 7 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access NYLIFE SECURITIES LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at NYLIFE SECURITIES LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for NYLIFE SECURITIES LLC Comes From
Understanding the Statistics for NYLIFE SECURITIES LLC and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
51 Madison Ave. Room 713, New York, NY 10010
51 Madison Avenue Room 713, New York, NY 10010
Large
(212) 576-7000
Delaware since 01/01/2007
Limited Liability Company
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| NYLIFE LLC. | SHAREHOLDER | ||
| BAGTAS, ANGELA CHEN | ELECTED MANAGER | 8172856 | |
| BOCCIO, JOHN MICHAEL | CHIEF EXECUTIVE OFFICER AND PRESIDENT | 4600977 | |
| DUARTE, DEBORAH LYNN | ELECTED MANAGER | 6090278 | |
| ENGELBRECHTSEN, TOM DAHL | CORPORATE VICE PRESIDENT AND PRINCIPAL OPERATIONS OFFICER | 2908809 | |
| FEINBERG, AMARYA NMN | ELECTED MANAGER | 8162482 | |
| GARDNER, ROBERT MICHAEL | ELECTED MANAGER | 6160318 | |
| HUANG, DYLAN WEI | ELECTED MANAGER AND CHAIRMAN | 6233208 | |
| LOFTUS, PATRICIA ELIZABETH | CORPORATE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | 2156131 | |
| SCHWARTZ, RACHEL SABRINA | VICE PRESIDENT AND ASSOCIATE GENERAL COUNSEL | 8170474 | |
| TILLOTSON, SANDRA G | ELECTED MANAGER | 7617600 | |
| ZAMAN, NABEED | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 6410914 |
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Advisor's working at NYLIFE SECURITIES LLC
Brenda Maxine Brink
Brandon Tyler Lacefield
Philip Michael Walden
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