George M. Mcfadden
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
George Michael Mcfadden was a registered financial professional .
George is a previously registered financial professional and started their career in finance in 1999. George had worked at 6 firms and has passed the Series 63, SIE, Series 7, Series 51 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 27, 2023 - July 13, 2023
INDEPENDENCE CAPITAL CO., INC.
February 17, 2022 - October 26, 2022
SYMETRA SECURITIES, INC.
July 24, 2001 - February 17, 2022
PACIFIC SELECT DISTRIBUTORS, LLC
December 13, 2000 - July 19, 2001
GUARDIAN INVESTOR SERVICES LLC
April 12, 2000 - August 24, 2000
COREBRIDGE CAPITAL SERVICES, INC.
October 21, 1999 - February 25, 2000
ROULSTON RESEARCH CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
INDEPENDENCE CAPITAL CO., INC.
CRD#: 24723 / SEC#: , 8-41331
Contact information
FINRA licenses (38 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 295 |
| AUM (Assets Under Management) | $ 99,922,105 |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
