FH
Florence E. His
CRITO CAPITAL LLC
London, SW1E 5BY
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CRD#: 6944008
FH
Professional summary
Florence Emma His, who also goes by Florence Emma His Ms, Florence His, is a registered financial professional currently at CRITO CAPITAL LLC .
Florence is registered as a RR (Registered Representative) and started their career in finance in 2018. Florence has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
No
Aliases
Florence Emma His Ms | Florence His
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Florence Emma His's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 27, 2018 - Present
CRITO CAPITAL LLC
Office #1: 11 Bressenden Place 6th Floor, London, SW1E 5BYRIA
BD
CRD#: 161724
London,
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
SRO Registrations
RR
FINRA
Current Firm
CC
CRITO CAPITAL LLC
CRITO CAPITAL LLC
CRD#: 161724 / SEC#: , 8-69050
Connecticut
Registered Investment Advisory firm - SEC (3/13/2024 Termination Requested)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
8 Wright Street Suite 107, Westport, CT 06880
Mailing Address
8 Wright Street Suite 107, Westport, CT 06880
Phone number
(203) 423-5600
Established
Connecticut since 05/23/2011
Firm type
Limited Liability Company
Fiscal year end
March
Firm Size
Small
# of Employees
2
FINRA licenses (24 States and Territories)
Direct owners and executive officers
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
