Justin C. Dausch

3ICO SECURITIES LLC

CONSHOHOCKEN, PA 19428

Some features on this profile are disabled

CRD#: 6919209

Professional summary

Justin Carter Dausch, who also goes by Justin Dausch, is a registered financial professional currently at 3ICO SECURITIES LLC located in Conshohocken, Pennsylvania.

Justin is registered as a RR (Registered Representative) and started their career in finance in 2018. Justin has worked at 2 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 7, Series 14 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Justin Dausch

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Justin Carter Dausch's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 21, 2025 - Present

3ICO SECURITIES LLC

Office #1: 101 W. Elm Street Suite 400b, Conshohocken, PA 19428

CRD#: 173648

CONSHOHOCKEN, PA

Past

April 3, 2018 - May 15, 2023

VIGILANT DISTRIBUTORS, LLC

CRD#: 285573

Chadds Ford, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Pennsylvania
(2/28/2025)

Exams

State Security Law Exam

Series 63

Date: 11/30/2020

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/21/2025

Operations Professional Examination

General Industry/Product Exam

Series 79TO

Date: 8/23/2021

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/3/2018

General Securities Representative Examination

Principal/Supervisory Exam

Series 14

Date: 1/21/2025

Compliance Officer Examination

Principal/Supervisory Exam

Series 24

Date: 1/21/2019

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

3ICO SECURITIES LLC

3ICO SECURITIES LLC | MAINLINE SECURITIES LLC

CRD#: 173648 / SEC#: , 8-69544

Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

101 W. Elm Street Suite 400b, Conshohocken, PA 19428

Mailing Address

101 W. Elm Street Suite 400b, Conshohocken, PA 19428

Phone number

(781) 771-6032

Established

Delaware since 08/18/2014

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (27 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
3ICO SECURITIES HOLDINGS, LLC	SOLE MEMBER
BRAUNFELD, ROGER JONATHAN	NON-PRINCIPAL MANAGER
DAUSCH, JUSTIN CARTER	COO, PRINCIPAL MANAGER/REGISTERED SECURITIES PRINCIPAL	6919209
FLANAGAN, LAURA LEE	NON-PRINCIPAL MANAGER	6447979
KRIEWALD, JESSICA	FINOP	7052634
RITTERSHAUSEN, DONNA MARIE	CCO, PRINCIPAL MANAGER/REGISTERED SECURITIES PRINCIPAL	1480201
ROYER, JOHN E JR.	NON-PRINCIPAL MANAGER

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Paul Mullen

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

IAR

Horsham, PA

Boris Niko

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Feasterville, PA

Dustin Willing

KESTRA ADVISORY SERVICES, LLC

IAR

Wayne, PA

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Justin C. Dausch

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Justin Carter Dausch's CRS (Customer Relationship Summary).

Certified licenses

Experience

VIGILANT DISTRIBUTORS, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 11/30/2020

Series 99TO

Date: 1/21/2025

Series 79TO

Date: 8/23/2021

SIE

Date: 10/1/2018

Series 7

Date: 4/3/2018

Series 14

Date: 1/21/2025

Series 24

Date: 1/21/2019

FINRA

Current Firm

3ICO SECURITIES LLC

Contact information

FINRA licenses (27 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

3ICO SECURITIES LLC

TRUST BUT VERIFY

Similar Advisors