Justin Carter Dausch
Professional Summary
Justin Carter Dausch, who also goes by Justin Dausch, is a registered financial advisor currently at 3ICO SECURITIES LLC located in Conshohocken, Pennsylvania. Justin is registered as a RR (Registered Representative) and started their career in finance in 2018. Justin has worked at 2 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 7, Series 14 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Justin Carter Dausch, Justin Dausch
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
8 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
3ICO SECURITIES LLC | MAINLINE SECURITIES LLC
Contact Information
Main Address
101 W. Elm Street Suite 400b, Conshohocken, PA 19428Mailing Address
101 W. Elm Street Suite 400b, Conshohocken, PA 19428Phone Number
(781) 771-6032Established
Delaware since 08/18/2014Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (35 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| 3ICO SECURITIES HOLDINGS, LLC | SOLE MEMBER | — |
| BRAUNFELD, ROGER JONATHAN | NON-PRINCIPAL MANAGER | — |
| DAUSCH, JUSTIN CARTER | COO, PRINCIPAL MANAGER/REGISTERED SECURITIES PRINCIPAL | 6919209 |
| FLANAGAN, LAURA LEE | NON-PRINCIPAL MANAGER | 6447979 |
| KRIEWALD, JESSICA | FINOP | 7052634 |
| RITTERSHAUSEN, DONNA MARIE | CCO, PRINCIPAL MANAGER/REGISTERED SECURITIES PRINCIPAL | 1480201 |
| ROYER, JOHN E JR. | NON-PRINCIPAL MANAGER | — |
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(5/12/2026)
(6/12/2026)
(5/12/2026)
(6/15/2026)
(7/23/2026)
(5/12/2026)
(2/28/2025)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Aug 2021About the Series 79TO examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Justin Carter Dausch's CRS (Customer Relationship Summary).
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