Tavaris M. Johnson
Professional summary
Tavaris Michael Johnson, who also goes by Tavaris Johnson, is a registered financial professional currently at ALIGHT FINANCIAL SOLUTIONS, LLC located in Charlotte, North Carolina.
Tavaris is registered as a RR (Registered Representative) and started their career in finance in 2018. Tavaris has worked at 2 firms and has passed the Series 63, Series 66, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Tavaris Michael Johnson's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 14, 2024 - Present
ALIGHT FINANCIAL SOLUTIONS, LLC
Office #1: 9335 Harris Corners Parkway Ste 150, Charlotte, NC 28269July 27, 2018 - May 20, 2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 13, 2018 - May 20, 2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/14/2024)
(1/13/2025)
Exams
Series 7TO
Date: 9/7/2022
General Securities Representative ExaminationFINRA
Current Firm
ALIGHT FINANCIAL SOLUTIONS, LLC
CRD#: 36509 / SEC#: , 8-47344
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 2 |
| Arbitration | 2 |
Red Flags
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