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Michael Capozzi

BONDS.COM
NEW YORK, NY
·CRD# 6869829·9 years experience

Professional Summary

Michael Capozzi, who also goes by Michael Patrick Capozzi, is a registered financial advisor currently at BONDS.COM LLC located in New York, New York. Michael is registered as a RR (Registered Representative) and started their career in finance in 2017. Michael has worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Michael Patrick Capozzi

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

9 years in the financial services industry

Current & Past Employments

BONDS.COM LLC·CRD# 43875
BD
32 Old Slip 34th Floor, New York, NY 10005
April 21, 2025 - Present
TRADEWEB DIRECT LLC·CRD# 103787
BD
Garden City, NY
May 20, 2019 - April 11, 2025
NATIONAL SECURITIES CORPORATION·CRD# 7569
BD
New York, NY
April 20, 2018 - May 20, 2019
JOSEPH GUNNAR & CO. LLC·CRD# 24795
BD
Uniondale, NY
November 15, 2017 - April 16, 2018
NATIONAL SECURITIES CORPORATION·CRD# 7569
BD
New York, NY
October 21, 2017 - November 16, 2017

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Current Firm

BL
BONDS.COM LLC

BONDS.COM LLC | PEDESTAL CAPITAL, INC. | PEDESTAL CAPITAL MARKETS, INC. | MTS MARKETS INTERNATIONAL, INC. | BONDS.COM, INC.

CRD#: 43875 / SEC#: 8-50451
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

32 Old Slip 34th Floor, New York, NY 10005

Mailing Address

32 Old Slip 34th Floor, New York, NY 10005

Phone Number

(212) 257-4062

Established

Delaware since 06/30/2023

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
TRADITION AMERICA HOLDINGS INC. (TAH")MEMBER—
DOHERTY, JAMES HUGHPRINCIPAL OPERATIONS OFFICER4197747
FIORIO, ROBERT ANTHONYFINOP5525052
PACHECO, ROGER IICHIEF COMPLIANCE OFFICER1312459
PARKER, DAVID NELSONCEO4349441

Disclosures

Regulatory Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
New York
(4/21/2025)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 2017About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Oct 2017About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Nov 2024About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Michael Capozzi's CRS (Customer Relationship Summary).

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