Roger Pacheco Ii
Professional Summary
Roger Pacheco II, who also goes by Roger Pacheco, is a registered financial advisor currently at BONDS.COM LLC located in New York, New York. Roger is registered as a RR (Registered Representative) and started their career in finance in 1984. Roger has worked at 15 firms and has passed the Series 63, Series 52TO, SIE, Series 7, Series 9, Series 10, Series 14, Series 53, Series 4, Series 8 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Roger Pacheco
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
42 years in the financial services industry
Current & Past Employments
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Current Firm
BONDS.COM LLC | PEDESTAL CAPITAL, INC. | PEDESTAL CAPITAL MARKETS, INC. | MTS MARKETS INTERNATIONAL, INC. | BONDS.COM, INC.
Contact Information
Main Address
32 Old Slip 34th Floor, New York, NY 10005Mailing Address
32 Old Slip 34th Floor, New York, NY 10005Phone Number
(212) 257-4062Established
Delaware since 06/30/2023Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (52 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(2/26/2019)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 52TO — Municipal Securities Representative Examination
Passed Jul 2024About the Series 52TO examSeries 9 — General Securities Sales Supervisor - Options Module Examination
Passed Jan 2023About the Series 9 examSeries 10 — General Securities Sales Supervisor - General Module Examination
Passed Jan 2023About the Series 10 examSeries 8 — General Securities Sales Supervisor Examination (Options Module & General Module)
Passed Aug 1989SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Roger Pacheco II's CRS (Customer Relationship Summary).
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