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Robert Anthony Fiorio

TRADITION SECURITIES AND DERIVATIVES
New York, NY
·CRD# 5525052·13 years experience

Professional Summary

Robert Anthony Fiorio is a registered financial advisor currently at TRADITION SECURITIES AND DERIVATIVES LLC located in New York, New York and BONDS.COM LLC located in New York, New York. Robert is registered as a RR (Registered Representative) and started their career in finance in 2013. Robert has worked at 3 firms and has passed the Series 99TO, SIE and Series 27 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

13 years in the financial services industry

Current & Past Employments

TRADITION SECURITIES AND DERIVATIVES LLC·CRD# 28269
BD
32 Old Slip 28th Floor, New York, NY 10005
March 31, 2016 - Present
BONDS.COM LLC·CRD# 43875
BD
32 Old Slip 34th Floor, New York, NY 10005
September 25, 2023 - Present
TFS DERIVATIVES LLC·CRD# 30395
BD
New York, NY
October 3, 2013 - November 18, 2024

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Current Firm

BL
BONDS.COM LLC

BONDS.COM LLC | PEDESTAL CAPITAL, INC. | PEDESTAL CAPITAL MARKETS, INC. | MTS MARKETS INTERNATIONAL, INC. | BONDS.COM, INC.

CRD#: 43875 / SEC#: 8-50451
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

32 Old Slip 34th Floor, New York, NY 10005

Mailing Address

32 Old Slip 34th Floor, New York, NY 10005

Phone Number

(212) 257-4062

Established

Delaware since 06/30/2023

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
TRADITION AMERICA HOLDINGS INC. (TAH")MEMBER—
DOHERTY, JAMES HUGHPRINCIPAL OPERATIONS OFFICER4197747
FIORIO, ROBERT ANTHONYFINOP5525052
PACHECO, ROGER IICHIEF COMPLIANCE OFFICER1312459
PARKER, DAVID NELSONCEO4349441

Disclosures

Regulatory Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Jan 2023About the SIE exam

Series 27 — Financial and Operations Principal Examination

Passed Oct 2013About the Series 27 exam
BOX Exchange LLC
SRO Registrations
FINRA
SRO Registrations
Nasdaq GEMX, LLC
SRO Registrations
Nasdaq ISE, LLC
SRO Registrations
Nasdaq PHLX LLC
SRO Registrations
Nasdaq Stock Market
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Robert Anthony Fiorio's CRS (Customer Relationship Summary).

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