Suneel Jaitly

BANKERS LIFE ADVISORY SERVICES

Charlotte, NC 28277

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CRD#: 6863239

Professional summary

Suneel Jaitly is a registered financial advisor currently at BANKERS LIFE ADVISORY SERVICES, INC. located in Charlotte, North Carolina and BANKERS LIFE SECURITIES, INC. located in Charlotte, North Carolina.

Suneel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. Suneel has worked at 7 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

BLC POSITION: Insurance Agent NATURE: Insurance INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 02/01/2024 ADDRESS: 10706 Sikes PL, Charlotte NC 28227, United States DESCRIPTION: 1099 Agent, Appointed with KFA, Medicare Supplement, Annuity and Equity Index and Insurance products, Life and Health Insurance CHALLIS FARMS TOWNHOMES ASSOCIATIONS POSITION: Board Member NATURE: Home Owners Association INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2022 ADDRESS: 4530 Park Road, Suite 201, Charlotte NC 28226, United States DESCRIPTION: To serve on our HOA board specifically with regards to the Irrigation system.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Suneel Jaitly's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 5, 2024 - Present

BANKERS LIFE ADVISORY SERVICES, INC.

Office #1: 10706 Sikes Pl Ste 300, Charlotte, NC 28277

RIA

CRD#: 281285

Charlotte, NC

Current

February 5, 2024 - Present

BANKERS LIFE SECURITIES, INC.

Office #1: 10706 Sikes Place Suite 300, Charlotte, NC 28277

CRD#: 173962

Charlotte, NC

Past

September 20, 2023 - January 17, 2024

PRINCIPAL SECURITIES, INC.

CRD#: 1137

Charlotte, NC

Past

February 16, 2022 - July 25, 2023

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

CHARLOTTE, NC

Past

February 16, 2022 - July 25, 2023

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

CHARLOTTE, NC

Past

November 27, 2021 - December 13, 2021

FIFTH THIRD SECURITIES, INC.

RIA

CRD#: 628

CHARLOTTE, NC

Past

August 2, 2021 - December 13, 2021

FIFTH THIRD SECURITIES, INC.

CRD#: 628

CHARLOTTE, NC

Past

February 6, 2019 - September 5, 2019

NYLIFE SECURITIES LLC

CRD#: 5167

CHARLOTTE, NC

Past

January 30, 2018 - January 4, 2019

PRUCO SECURITIES, LLC.

RIA

CRD#: 5685

CHARLOTTE, NC

Past

October 10, 2017 - January 4, 2019

PRUCO SECURITIES, LLC.

CRD#: 5685

CHARLOTTE, NC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BANKERS LIFE ADVISORY SERVICES, INC.

BANKERS LIFE | BL ADVISORY SERVICES, INC | BANKERS LIFE ADVISORY SERVICES, INC.

CRD#: 281285 / SEC#: 801-106953

RIA

Registered Investment Advisory firm - (11/18/2015 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

North Carolina
(2/5/2024)

IAR

North Carolina
(2/5/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/27/2021

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/1/2017

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 2/28/2022

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 10/10/2017

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

BANKERS LIFE ADVISORY SERVICES, INC.

BANKERS LIFE | BL ADVISORY SERVICES, INC | BANKERS LIFE ADVISORY SERVICES, INC.

CRD#: 281285 / SEC#: 801-106953

RIA

Registered Investment Advisory firm - (11/18/2015 Approved)

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Contact information

Main Address

303 E. Wacker Drive 5th Fl, Chicago, IL 60601

Mailing Address

Phone number

(844) 553-9083

Established

Firm type

Fiscal year end

# of Employees

384

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BLAS WRAP BROCHURE 03012025 (2/28/2025)

BLAS-ADV-PART2A 03012025 (2/28/2025)

Regulatory assets under management

Total Number of Accounts	14,938
AUM (Assets Under Management)	$ 1,943,847,697

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Suneel Jaitly

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Suneel Jaitly's CRS (Customer Relationship Summary).

Certified licenses

Experience

BANKERS LIFE SECURITIES, INC.

PRINCIPAL SECURITIES, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

FIFTH THIRD SECURITIES, INC.

FIFTH THIRD SECURITIES, INC.

NYLIFE SECURITIES LLC

PRUCO SECURITIES, LLC.

PRUCO SECURITIES, LLC.

Primary Firm SEC Registration

BANKERS LIFE ADVISORY SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 11/27/2021

Series 63

Date: 11/1/2017

Series 7TO

Date: 2/28/2022

SIE

Date: 10/1/2018

Series 6

Date: 10/10/2017

FINRA

Current Firm

BANKERS LIFE ADVISORY SERVICES, INC.

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BANKERS LIFE ADVISORY SERVICES, INC.

TRUST BUT VERIFY

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