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MD

Michael R. Doran

VIGILANT DISTRIBUTORS
Chadds Ford, PA 19317
Some features on this profile are disabled
CRD#: 6859366
MD

Professional summary

Michael R Doran, who also goes by Michael Ronald Doran, Michael Doran, Mike R Doran, Mike Doran, is a registered financial professional currently at VIGILANT DISTRIBUTORS, LLC located in Chadds Ford, Pennsylvania.

Michael is registered as a RR (Registered Representative) and started their career in finance in 2017. Michael has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Michael Ronald Doran | Michael Doran | Mike R Doran | Mike Doran

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael R Doran's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 15, 2026 - Present

VIGILANT DISTRIBUTORS, LLC

Office #1: Gateway Corporate Center, Suite 216 223 Wilmington West Chester Pike, Chadds Ford, PA 19317
BD
CRD#: 285573
Chadds Ford, PA
Past

July 12, 2023 - February 13, 2026

FORESIDE FUND SERVICES, LLC

BD
CRD#: 46106
PORTLAND, ME
Past

March 19, 2020 - June 26, 2023

COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC

RIA
CRD#: 108257
BOSTON, MA
Past

March 6, 2020 - June 26, 2023

COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.

BD
CRD#: 840
BOSTON, MA
Past

November 27, 2019 - March 2, 2020

PUTNAM INVESTMENT MANAGEMENT, LLC

RIA
CRD#: 106629
BOSTON, MA
Past

November 16, 2017 - March 2, 2020

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP

BD
CRD#: 7325
ANDOVER, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(2/15/2026)
RR
Alaska
(2/15/2026)
RR
Arizona
(2/15/2026)
RR
Arkansas
(2/15/2026)
RR
California
(2/15/2026)
RR
Colorado
(2/15/2026)
RR
Connecticut
(2/15/2026)
RR
Delaware
(2/15/2026)
RR
District of Columbia
(2/15/2026)
RR
Florida
(2/15/2026)
RR
Georgia
(2/15/2026)
RR
Hawaii
(2/15/2026)
RR
Idaho
(2/15/2026)
RR
Illinois
(2/15/2026)
RR
Indiana
(2/15/2026)
RR
Iowa
(2/15/2026)
RR
Kansas
(2/15/2026)
RR
Kentucky
(2/15/2026)
RR
Louisiana
(2/15/2026)
RR
Maine
(2/15/2026)
RR
Maryland
(2/15/2026)
RR
Massachusetts
(2/15/2026)
RR
Michigan
(2/15/2026)
RR
Minnesota
(2/15/2026)
RR
Mississippi
(2/15/2026)
RR
Missouri
(2/15/2026)
RR
Montana
(2/15/2026)
RR
Nebraska
(2/15/2026)
RR
Nevada
(2/15/2026)
RR
New Hampshire
(2/15/2026)
RR
New Jersey
(2/15/2026)
RR
New Mexico
(2/15/2026)
RR
New York
(2/15/2026)
RR
North Carolina
(2/15/2026)
RR
North Dakota
(2/15/2026)
RR
Ohio
(2/15/2026)
RR
Oklahoma
(2/15/2026)
RR
Oregon
(2/15/2026)
RR
Pennsylvania
(2/15/2026)
RR
Puerto Rico
(2/15/2026)
RR
Rhode Island
(2/15/2026)
RR
South Carolina
(2/15/2026)
RR
South Dakota
(2/15/2026)
RR
Tennessee
(2/15/2026)
RR
Texas
(2/15/2026)
RR
Utah
(2/15/2026)
RR
Vermont
(2/15/2026)
RR
Virgin Islands
(2/15/2026)
RR
Virginia
(2/15/2026)
RR
Washington
(2/15/2026)
RR
West Virginia
(2/15/2026)
RR
Wisconsin
(2/15/2026)
RR
Wyoming
(2/15/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 11/20/2019
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 8/19/2016
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 6/25/2018
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 11/16/2017
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

VD
VIGILANT DISTRIBUTORS, LLC
HERALD INVESTMENT MARKETING, LLC | VIGILANT DISTRIBUTORS, LLC

CRD#: 285573 / SEC#: , 8-69854

BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information

Main Address
Gateway Corporate Center, Suite 216 223 Wilmington West Chester Pike, Chadds Ford, PA 19317
Mailing Address
Gateway Corporate Center, Suite 216 223 Wilmington West Chester Pike, Chadds Ford, PA 19317
Phone number
(484) 840-3701
Established
Pennsylvania since 06/13/2012
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
CHADDS FORD INVESTMENT MANAGEMENT, LLCOWNER
CHISM, PATRICK ANDREWCEO AND CCO2875421
FAIA, SALVATORE ROCCO IIPRINCIPAL OPERATIONS OFFICER6813402
SCARPATI, GERARDCFO AND PRINCIPAL FINANCIAL OFFICER2313132

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

VIGILANT DISTRIBUTORS, LLC

CRD#: 285573Chadds Ford, PA 19317

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