Salvatore Rocco Faia Ii
Professional Summary
Salvatore Rocco Faia II, who also goes by Sal Faia, is a registered financial advisor currently at VIGILANT DISTRIBUTORS, LLC located in Chadds Ford, Pennsylvania. Salvatore is registered as a RR (Registered Representative) and started their career in finance in 2018. Salvatore has worked at 1 firm and has passed the SIE, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Sal Faia
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
8 years in the financial services industry
Current & Past Employments
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Current Firm
HERALD INVESTMENT MARKETING, LLC | VIGILANT DISTRIBUTORS, LLC
Contact Information
Main Address
Gateway Corporate Center, Suite 216 223 Wilmington West Chester Pike, Chadds Ford, PA 19317Mailing Address
Gateway Corporate Center, Suite 216 223 Wilmington West Chester Pike, Chadds Ford, PA 19317Phone Number
(484) 840-3701Established
Pennsylvania since 06/13/2012Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Salvatore Rocco Faia II's CRS (Customer Relationship Summary).
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