Patrick Andrew Chism
Professional Summary
Patrick Andrew Chism, who also goes by Patrick A Chism, Patrick Chism, is a registered financial advisor currently at LSH PARTNERS SECURITIES LLC located in New York, New York and VIGILANT DISTRIBUTORS, LLC located in Chadds Ford, Pennsylvania. Patrick is registered as a RR (Registered Representative) and started their career in finance in 1997. Patrick has worked at 14 firms and has passed the Series 66, Series 65, Series 63, Series 99TO, SIE, Series 7,...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Patrick A Chism, Patrick Chism
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
29 years in the financial services industry
Current & Past Employments
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Current Firm
M2O PRIVATE FUND ADVISORS LLC
Contact Information
Main Address
1 North Lexington Ave Suite 500, White Plains, NY 10601Mailing Address
1 North Lexington Ave Suite 500, White Plains, NY 10601Phone Number
(914) 368-9795Established
New York since 05/26/2011Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (7 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(10/12/2018)
(10/31/2018)
(3/12/2019)
(10/30/2018)
(12/6/2018)
(1/11/2019)
(11/14/2019)
(9/18/2024)
(10/13/2020)
(12/10/2018)
(5/3/2019)
(11/30/2018)
(10/25/2018)
(10/21/2025)
(11/29/2018)
(1/6/2026)
(11/21/2018)
(10/16/2018)
(10/26/2018)
(9/16/2020)
(6/3/2025)
(12/10/2018)
(9/11/2018)
(11/28/2018)
(10/19/2018)
(11/27/2018)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 10 — General Securities Sales Supervisor - General Module Examination
Passed Sep 2009About the Series 10 examSeries 9 — General Securities Sales Supervisor - Options Module Examination
Passed Aug 2009About the Series 9 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Patrick Andrew Chism's CRS (Customer Relationship Summary).
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