VW
Victoria H. Waldman
TRU INDEPENDENCE ASSET MANAGEMENT
CHARLOTTE, NC 28209
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CRD#: 6856001
VW
Professional summary
Victoria Hope Waldman, CFP®, who also goes by VIctoria Waldman, Tori Waldman, is a registered financial advisor currently at TRU INDEPENDENCE ASSET MANAGEMENT, LLC located in Charlotte, North Carolina and APW CAPITAL, INC. located in Charlotte, North Carolina.
Victoria is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Victoria has worked at 4 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Victoria Waldman | Tori Waldman
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
YellowWood Wealth Solutions; Investment related:Yes, 1515 Mockingbird Lane, Suite 880, Charlotte, NC, 28209, advisory services, Associate, 09/05/2023, 40 hours per week, managing client relationships . Tru Independence Asset Manager, LLC, Investment related:Yes, 1515 Mockingbird Lane, Suite 880, Charlotte, NC, 28209, advisory services, Associate, 09/05/2023, 40 hours per week, managing client relationships . YellowWood is the DBA under this RIA.
CRS (Client Relationship Summary) - RIA
Click below to view Victoria Hope Waldman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
February 16, 2024 - Present
TRU INDEPENDENCE ASSET MANAGEMENT, LLC
Office #1: 1515 Mockingbird Lane Suite 800, Charlotte, NC 28209RIA
CRD#: 168256
CHARLOTTE, NC
Current
September 7, 2023 - Present
APW CAPITAL, INC.
Office #1: 1515 Mockingbird Lane, Suite 880, Charlotte, NC 28209BD
CRD#: 43814
Charlotte, NC
Past
October 1, 2019 - August 22, 2023
VANGUARD ADVISERS, INC.
RIA
CRD#: 106715
CHARLOTTE, NC
Past
July 20, 2018 - August 22, 2023
VANGUARD MARKETING CORPORATION
BD
CRD#: 7452
CHARLOTTE, NC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TI
TRU INDEPENDENCE ASSET MANAGEMENT, LLC
ALLIUM FINANCIAL ADVISORS | YUVA WEALTH PLANNING | YELLOWWOOD WEALTH SOLUTIONS, LLC | WASHINGTON PARK ADVISORS | VALDA | TRU INDEPENDENCE, LLC | TRU INDEPENDENCE ASSET MANAGEMENT, LLC | TACTICAL ADVISOR 13, LLC | SAMARA CAPITAL | PURE PORTFOLIOS | PACES FERRY WEALTH ADVISORS | MOTIVE WEALTH ADVISORS | MARTINWRIGHT ADVISORY, LLC | JUPITER WEALTH MANAGEMENT | JEPPSON WEALTH MANAGEMENT | JADWIN ASSET MANAGEMENT | HABER INVESTMENT COUNSEL | CHIRON CAPITAL MANAGEMENT
CRD#: 168256 / SEC#: 801-78748
RIA
Registered Investment Advisory firm - (11/5/2013 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
North Carolina(9/7/2023)
IAR
North Carolina(2/16/2024)
IAR
South Carolina(1/18/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TI
TRU INDEPENDENCE ASSET MANAGEMENT, LLC
ALLIUM FINANCIAL ADVISORS | YUVA WEALTH PLANNING | YELLOWWOOD WEALTH SOLUTIONS, LLC | WASHINGTON PARK ADVISORS | VALDA | TRU INDEPENDENCE, LLC | TRU INDEPENDENCE ASSET MANAGEMENT, LLC | TACTICAL ADVISOR 13, LLC | SAMARA CAPITAL | PURE PORTFOLIOS | PACES FERRY WEALTH ADVISORS | MOTIVE WEALTH ADVISORS | MARTINWRIGHT ADVISORY, LLC | JUPITER WEALTH MANAGEMENT | JEPPSON WEALTH MANAGEMENT | JADWIN ASSET MANAGEMENT | HABER INVESTMENT COUNSEL | CHIRON CAPITAL MANAGEMENT
CRD#: 168256 / SEC#: 801-78748
RIA
Registered Investment Advisory firm - (11/5/2013 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
15350 Sw Sequoia Parkway Suite 250, Portland, OR 97224
Mailing Address
Phone number
(971) 371-3444
Established
Firm type
Fiscal year end
# of Employees
42
SEC notice filing (14 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,261 |
| AUM (Assets Under Management) | $ 575,284,516 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
