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JH

Javier Hernandez Rivero

CICADA SECURITIES
Mexico City, 05120
Some features on this profile are disabled
CRD#: 6828444
JH

Professional summary


Javier Hernandez Rivero, who also goes by Javier Hernandez, Javier Hernandez Rivero, is a registered financial professional currently at CICADA SECURITIES .

Javier is registered as a RR (Registered Representative) and started their career in finance in 2017. Javier has worked at 2 firms and has passed the Series 82TO, Series 7TO, SIE, Series 79 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Javier Hernandez | Javier Hernandez Rivero

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Javier Hernandez Rivero's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

February 8, 2022 - Present

CICADA SECURITIES

Office #1: Paseo De Las Palmas 230, Piso 1 Lomas De Chapultepec, Miguel Hidalgo 11000, Mexico City 05120
BD
CRD#: 314109
Mexico City,
Past

August 9, 2017 - April 7, 2020

MORGAN STANLEY & CO. LLC

BD
CRD#: 8209
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


General Industry/Product Exam
RR
Series 82TO
Date: 1/2/2023
Limited Representative-Private Securities Offerings
General Industry/Product Exam
RR
Series 7TO
Date: 11/3/2021
General Securities Representative Examination
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


CS
CICADA SECURITIES
CICADA SECURITIES | CICADA SECURITIES, LLC

CRD#: 314109 / SEC#: , 8-70699

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information


Main Address
289 Greenwich Ave Floor 2, Greenwich, CT 06830
Mailing Address
289 Greenwich Ave Floor 2, Greenwich, CT 06830
Phone number
(917) 809-4456
Established
Delaware since 03/17/2021
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (2 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
CICADA TECHNOLOGIES, INC.DIRECT OWNER
BALLESTEROS, MANUEL IGNACIODIRECTOR4712151
GARCIA, EDWIN ERNESTOFINANCIAL & OPERATIONAL PRINCIPAL4154949
HERNANDEZ RIVERO, JAVIERCEO6828444
MORAN, BRIAN MICHAELCHIEF OPERATIONS OFFICER,CCO&AMLCO1940341
TOVAR FERNANDEZ, IGNACIOCHIEF TECHNOLOGY OFFICER7361056

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


CICADA SECURITIES

CRD#: 314109Mexico City 05120

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