Randy L. Young

PEAK BROKERAGE SERVICES

Charlotte, NC 28277

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CRD#: 6818863

Professional summary

Randy L. Young Sr., who also goes by Randy L Young Sr., Randy L Young, is a registered financial professional currently at PEAK BROKERAGE SERVICES, LLC located in Charlotte, North Carolina.

Randy is registered as a RR (Registered Representative) and started their career in finance in 2018. Randy has worked at 3 firms and has passed the Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Randy L Young Sr. | Randy L Young

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Randy L. Young Sr.'s CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 21, 2021 - Present

PEAK BROKERAGE SERVICES, LLC

Office #1: 3440 Toringdon Way, Charlotte, NC 28277Office #2: 4950 Elk River Road South, Elkview, WV 25071

CRD#: 157045

Charlotte, NC

Past

June 19, 2019 - June 30, 2021

J.W. COLE FINANCIAL, INC.

CRD#: 124583

Charleston, WV

Past

March 13, 2018 - April 5, 2019

W&S BROKERAGE SERVICES, INC.

CRD#: 8099

Elkview, WV

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(9/16/2021)

North Carolina
(8/6/2021)

Ohio
(6/21/2021)

Pennsylvania
(8/4/2022)

South Carolina
(6/13/2024)

Virginia
(11/1/2021)

West Virginia
(6/21/2021)

Exams

State Security Law Exam

Series 63

Date: 4/30/2018

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 3/13/2018

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

PEAK BROKERAGE SERVICES, LLC

BLACKRIDGE ASSET MANAGEMENT, LLC | TOP ADVISORS GROUP | PEAK BROKERAGE SERVICES, LLC

CRD#: 157045 / SEC#: , 8-68829

Broker-Dealer Firm Regulated by FINRA (Florida district office)

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Contact information

Main Address

1070 East Indiantown Road Suite 208 - 210, Jupiter, FL 33477-9999

Mailing Address

1070 East Indiantown Road Suite 208 - 210, Jupiter, FL 33477-9999

Phone number

(561) 641-5050

Established

Georgia since 02/16/2011

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (51 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
PEAK REPS, LLC	OWNER
COKER, KAREN	CHIEF RISK OFFICER	2731928
MUELLER, CHRISTOPHER BRIAN	CHIEF OPERATIONS OFFICER	2098597
PHILLIPS, DAVID LEVERT	CHIEF INFORMATION SECURITY OFFICER	2054858
REYNOLDS, MATTHEW MARK	PRESIDENT/FINOP	4077413
RUDNICK, REGINA MARY	PRESIDENT/HEAD OF ADVISOR SERVICES	2373530
TAYLOR, CHRISTIAN GABRIEL	CHIEF COMPLIANCE OFFICER	5462381

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Randy L. Young

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Randy L. Young Sr.'s CRS (Customer Relationship Summary).

Certified licenses

Experience

PEAK BROKERAGE SERVICES, LLC

J.W. COLE FINANCIAL, INC.

W&S BROKERAGE SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 4/30/2018

SIE

Date: 10/1/2018

Series 6

Date: 3/13/2018

FINRA

Current Firm

PEAK BROKERAGE SERVICES, LLC

Contact information

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

PEAK BROKERAGE SERVICES, LLC

TRUST BUT VERIFY

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