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FIRM PROFILE
Overview
PEAK BROKERAGE SERVICES, LLC is located at 1070 East Indiantown Road Suite 208 - 210, Jupiter, FL 33477-9999 and was first established at Florida, Georgia in 02/16/2011. After operating for 15 years, PEAK BROKERAGE SERVICES, LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of PEAK BROKERAGE SERVICES, LLC’s clients are individuals and 0% of their clients are high net worth individuals. PEAK BROKERAGE SERVICES, LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at PEAK BROKERAGE SERVICES, LLC are registered to handle securities or provide financial advice. The firm has 1 disclosures, 1 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access PEAK BROKERAGE SERVICES, LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at PEAK BROKERAGE SERVICES, LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for PEAK BROKERAGE SERVICES, LLC Comes From
Understanding the Statistics for PEAK BROKERAGE SERVICES, LLC and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
1070 East Indiantown Road Suite 208 - 210, Jupiter, FL 33477-9999
1070 East Indiantown Road Suite 208 - 210, Jupiter, FL 33477-9999
Small
(561) 641-5050
Georgia since 02/16/2011
Limited Liability Company
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| PEAK REPS, LLC | OWNER | ||
| COKER, KAREN | CHIEF RISK OFFICER | 2731928 | |
| MUELLER, CHRISTOPHER BRIAN | CHIEF OPERATIONS OFFICER | 2098597 | |
| PHILLIPS, DAVID LEVERT | CHIEF INFORMATION SECURITY OFFICER | 2054858 | |
| REYNOLDS, MATTHEW MARK | PRESIDENT/FINOP | 4077413 | |
| RUDNICK, REGINA MARY | PRESIDENT/HEAD OF ADVISOR SERVICES | 2373530 | |
| TAYLOR, CHRISTIAN GABRIEL | CHIEF COMPLIANCE OFFICER | 5462381 |
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Advisor's working at PEAK BROKERAGE SERVICES, LLC
Travis J Wesley
Dennis P Oconnor
Scot Brian Ahearn
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