MW
Matthew C. West
CAPITAL INVESTMENT ADVISORY SERVICES
Raleigh, NC 27609
Some features on this profile are disabled
CRD#: 6800252
MW
Professional summary
Matthew Craig West is a registered financial advisor currently at CAPITAL INVESTMENT ADVISORY SERVICES, LLC located in Raleigh, North Carolina and CAPITAL INVESTMENT GROUP, INC. located in Raleigh, North Carolina.
Matthew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. Matthew has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. LIBERTY SENIOR LIVING. FINANCIAL ANALYST-VENTURES & ACQUISITIONS. 2334 S 41ST, WILMINGTON, NC 28403. ROLE IS TO BUILD PRO-FORMA & FINANCIAL MODELS, ASSESSING INVESTMENT OPPORTUNITY, ENGAGING BANKS IN INTEREST RATE HEDGING STRATEGIES. INVESTMENT RELATED. STARTED 5/2019. APPROX 60 HRS/WK, ALL DURING NORMAL TRADING HOURS. 2. M.C. WEST CONSULTING, LLC. MANAGER. 12801 RAVEN RIDGE RD., RALEIGH, NC 27614. STARTED 3/2025. CONSULTING ON FINANCE AND REAL ESTATE PROJECTS. 40 HRS/WEEK, 30 DURING NORMAL TRADING HRS. NOT INVESTMENT RELATED. 3. CRAIG WEST RENTALS, LLC. DIRECTOR. 12801 RAVEN RIDGE RD., RALEIGH, NC 27614. STARTED 3/2025. BUSINESS DEVELOPMENT AND FINANCIAL CONSULTING FOR PORTFOLIO OF RENTAL REAL ESTATE AND MANAGEMENT OF LONG TERM LEASES. 40 HRS/WEEK, 40 DURING NORMAL TRADING HRS. ACTIVITY IS INVESTMENT RELATED.
CRS (Client Relationship Summary) - RIA
Click below to view Matthew Craig West's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 8, 2021 - Present
CAPITAL INVESTMENT ADVISORY SERVICES, LLC
Office #1: 100 E. Six Forks Road Suite 200, Raleigh, NC 27609RIA
CRD#: 149124
Raleigh, NC
Current
April 23, 2021 - Present
CAPITAL INVESTMENT GROUP, INC.
Office #1: 100 E. Six Forks Road Ste 200, Raleigh, NC 27609BD
CRD#: 14752
Raleigh, NC
Past
October 27, 2017 - May 1, 2019
CAPITAL INVESTMENT ADVISORY SERVICES, LLC
RIA
CRD#: 149124
RALEIGH, NC
Past
August 29, 2017 - May 1, 2019
CAPITAL INVESTMENT GROUP, INC.
BD
CRD#: 14752
RALEIGH, NC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAPITAL INVESTMENT ADVISORY SERVICES, LLC
CAPITAL INVESTMENT ADVISORY SERVICES, LLC | WHETRO ADVISORS | TRUST COMPANY OF NORTH CAROLINA | THE WEALTH GROUP | THE PORTFOLIO MANAGEMENT GROUP | SENTINEL CAPITAL SOLUTIONS | RISING TIDE INC. | PIEDMONT PRIVATE WEALTH | MUMY FINANCIAL ADVISORS, LLC | MASONBORO ADVISORS | INTEGRATED ADVISORY SERVICES, LLC | CIC ADVISERS, LLC
CRD#: 149124 / SEC#: 801-69846
RIA
Registered Investment Advisory firm - (1/5/2009 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
North Carolina(4/8/2021)
RR
North Carolina(4/23/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAPITAL INVESTMENT ADVISORY SERVICES, LLC
CAPITAL INVESTMENT ADVISORY SERVICES, LLC | WHETRO ADVISORS | TRUST COMPANY OF NORTH CAROLINA | THE WEALTH GROUP | THE PORTFOLIO MANAGEMENT GROUP | SENTINEL CAPITAL SOLUTIONS | RISING TIDE INC. | PIEDMONT PRIVATE WEALTH | MUMY FINANCIAL ADVISORS, LLC | MASONBORO ADVISORS | INTEGRATED ADVISORY SERVICES, LLC | CIC ADVISERS, LLC
CRD#: 149124 / SEC#: 801-69846
RIA
Registered Investment Advisory firm - (1/5/2009 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
100 E. Six Forks Road Suite 200, Raleigh, NC 27609
Mailing Address
P.o. Box 32249, Raleigh, NC 27622
Phone number
(919) 831-2370
Established
Firm type
Fiscal year end
# of Employees
106
SEC notice filing (39 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 8,619 |
| AUM (Assets Under Management) | $ 1,930,938,262 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CAPITAL INVESTMENT ADVISORY SERVICES, LLC
CRD#: 149124Raleigh, NC 27609TRUST BUT VERIFY
Monitor Matthew West
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
