DK
Daniel L. Krause
VERITY ASSET MANAGEMENT
OAKDALE, CA 95361-4013
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CRD#: 6794535
DK
Professional summary
Daniel Leon Krause, AIF®, who also goes by Daniel Krause, is a registered financial advisor currently at VERITY ASSET MANAGEMENT located in Oakdale, California and VERITY INVESTMENTS, INC. located in Oakdale, California.
Daniel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Daniel has worked at 3 firms and has passed the Series 63, Series 65, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Daniel Krause
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) TEACHER'S PENSION & INSURANCE/OAKDALE, CA/SINCE 2014/INSURANCE AGENT/ SPENDS 50% OF HIS TIME ON INSURANCE RELATED ACTIVITIES DURING BUSINESS HOURS. 2) VERITY ASSET MANAGEMENT /OAKDALE, CA/SINCE 2017/ INVESTMENT ADVISER REPRESENTATIVE/SPENDS 50% OF HIS TIME ON ADVISORY RELATED ACTIVITIES DURING BUSINESS HOURS. 3) Teacher's Property Insurance Services, LLC; not investment-related; Oakdale, CA; Insurance agency; Partner; 50% owner; 11/20; 40 hours per month during market hours; Overall guidance and directions of company but not personally producing or writing business 4) Public Solar, LLC; Not investment-related; Oakdale, CA; Solar sales; Partner; 50% Partner; 05/2021; 20 hours per month; 20 hours per month during market hours; Will use agents to refer clients that have solar power needs. 5) Krause Financial & Insurance Services, Inc.; Not investment-related; Oakdale, CA; Financial & insurance services; Officer; President/CEO; 02/2013; 160 hours per month; 160 during market hours; Managing the business. 6) TPX Advisors, LLC.; Not investment-related; Oakdale, CA; Financial services; Partner; Trainer; 10/2022; 80 hours per week; 80 during market hours; Train and maintain financial advisors.
CRS (Client Relationship Summary) - RIA
Click below to view Daniel Leon Krause's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
March 19, 2018 - Present
VERITY ASSET MANAGEMENT
Office #1: 213 S Sierra Ave, Oakdale, CA 95361-4013RIA
CRD#: 158667
OAKDALE, CA
Current
November 1, 2018 - Present
VERITY INVESTMENTS, INC.
Office #1: 213 S. Sierra Avenue, Oakdale, CA 95361BD
CRD#: 41527
Oakdale, CA
Past
August 10, 2018 - November 2, 2018
ENCOMPASS MORE LLC
RIA
CRD#: 288260
OAKDALE, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VA
VERITY ASSET MANAGEMENT
ENCOMPASS MORE | VERITY ASSET MANAGEMENT, INC. | VERITY ASSET MANAGEMENT
CRD#: 158667 / SEC#: 801-66730
RIA
Registered Investment Advisory firm - (5/26/2006 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(4/9/2020)
IAR
California(3/19/2018)
RR
California(11/27/2018)
RR
Iowa(5/12/2022)
RR
Kentucky(6/21/2021)
IAR
Texas(7/23/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
VA
VERITY ASSET MANAGEMENT
ENCOMPASS MORE | VERITY ASSET MANAGEMENT, INC. | VERITY ASSET MANAGEMENT
CRD#: 158667 / SEC#: 801-66730
RIA
Registered Investment Advisory firm - (5/26/2006 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
280 S Mangum St Ste 550, Durham, NC 27701-3676
Mailing Address
Phone number
(919) 490-6717
Established
Firm type
Fiscal year end
# of Employees
67
SEC notice filing (35 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 7,199 |
| AUM (Assets Under Management) | $ 1,041,329,944 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
