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CRD#: 37157
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

THE LEADERS GROUP, INC. is located at 475 Springfield Ave, Summit, NJ 07901 and was first established at Woodbridge, Delaware in 07/14/1994. After operating for 31 years, THE LEADERS GROUP, INC. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of THE LEADERS GROUP, INC.’s clients are individuals and 0% of their clients are high net worth individuals. THE LEADERS GROUP, INC. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at THE LEADERS GROUP, INC. are registered to handle securities or provide financial advice. The firm has 4 disclosures, 4 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access THE LEADERS GROUP, INC.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at THE LEADERS GROUP, INC.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for THE LEADERS GROUP, INC. Comes From

Understanding the Statistics for THE LEADERS GROUP, INC. and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
Regulatory Event
4

FIRM INFORMATION

Main Address
475 Springfield Ave, Summit, NJ 07901
Mailing Address
475 Springfield Ave Suite 1, Summit, NJ 07901
Firm Size
Large
Phone Number
(303) 797-9080
Established
Delaware since 07/14/1994
Firm Type
Corporation
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS

Customer Relationship Summary (CRS / FINRA)

DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
SIMPLICITY FINANCIAL MARKETING HOLDINGS, INC.SHAREHOLDER
PETERS, ROBERT WILLIAMFINOP1704577
RILEY, ZORAH JANECHIEF COMPLIANCE OFFICER3015509
WICKERSHAM, SEAN DAVIDPRESIDENT4994630

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Advisor's working at THE LEADERS GROUP, INC.

Michael David Riley

Michael David Riley

Michael David Riley, Michael Riley
IAR
RR
CRD#: 2341131
CFP®: Certified Financial PlannerChFC®: Chartered Financial ConsultantCLU®: Chartered Life Underwriter
Location:
Ocala, FL 34476
Company:
SIMPLICITY WEALTH
Disclosures:
Experience:
32 years
View Profile
Brian Wakefield

Brian Wakefield

Brian Clark Wakefield
IAR
RR
CRD#: 7051384
Location:
Ocala, FL 34476
Company:
SIMPLICITY WEALTH
Disclosures:
Experience:
6 years
View Profile
Debora Ann Craig

Debora Ann Craig

Debbie Craig, Deborah A Zeldam
IAR
RR
CRD#: 4139543
CFP®: Certified Financial Planner
Location:
Rapid City, MI
Company:
CRYSTAL COAST WEALTH ADVISORS LLC
Disclosures:
Experience:
25 years
View Profile
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