Lawrence F. Jones
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lawrence F Jones, who also goes by Larry Jones, was a registered financial professional .
Lawrence is a previously registered financial professional and started their career in finance in 1988. Lawrence had worked at 8 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 13, 2018 - September 3, 2020
FRANKLIN DISTRIBUTORS, LLC
March 16, 2011 - July 11, 2016
PLUS SECURITIES LLC
May 12, 2004 - February 3, 2005
LORD, ABBETT & CO. LLC
June 13, 2003 - February 3, 2005
LORD ABBETT DISTRIBUTOR LLC
August 4, 1997 - April 9, 2003
LAZARD FRERES & CO. LLC
January 10, 1994 - June 24, 1997
TRANSAMERICA INVESTORS SECURITIES, LLC
August 2, 1988 - October 15, 1990
THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK
August 2, 1988 - January 10, 1994
MONY SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FRANKLIN DISTRIBUTORS, LLC
CRD#: 109064 / SEC#: , 8-53089
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
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