Joshua R. Weires
Professional summary
Joshua Ryan Weires, who also goes by Josh Ryan Weires, Josh Weires, Joshua R Weires, Joshua Weires, is a registered financial professional currently at VANGUARD MARKETING CORPORATION located in Malvern, Pennsylvania.
Joshua is registered as a RR (Registered Representative) and started their career in finance in 2017. Joshua has worked at 9 firms and has passed the Series 66, Series 52TO, SIE, Series 7, Series 6, Series 53 and Series 24 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Joshua Ryan Weires's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 14, 2026 - Present
VANGUARD MARKETING CORPORATION
Office #1: 100 Vanguard Blvd, Malvern, PA 19355February 21, 2023 - June 17, 2026
FBL WEALTH MANAGEMENT, LLC
August 1, 2022 - June 17, 2026
FBL MARKETING SERVICES, LLC
September 22, 2021 - July 27, 2022
PRINCIPAL SECURITIES, INC.
June 10, 2021 - July 8, 2021
CETERA FINANCIAL SPECIALISTS LLC
June 10, 2021 - July 8, 2021
CETERA ADVISORS LLC
June 9, 2021 - July 8, 2021
CETERA WEALTH SERVICES, LLC
June 9, 2021 - July 8, 2021
CETERA WEALTH SERVICES, LLC
August 4, 2020 - June 9, 2021
VOYA FINANCIAL ADVISORS, INC.
June 18, 2018 - June 9, 2021
VOYA FINANCIAL ADVISORS, INC.
April 27, 2017 - June 29, 2018
DIRECTED SERVICES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
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Exams
Series 52TO
Date: 6/24/2023
Municipal Securities Representative ExaminationFINRA
Current Firm
VANGUARD MARKETING CORPORATION
CRD#: 7452 / SEC#: , 8-21570
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE VANGUARD GROUP, INC. | PARENT COMPANY | |
| BENDL, JOHN WESLEY | DIRECTOR, SENIOR VICE PRESIDENT | 6931980 |
| BISORDI, JOHN | DIRECTOR, VICE PRESIDENT, GENERAL COUNSEL | 7526828 |
| BOATENG, AMMA ACHEAMPOMAA | DIRECTOR, SENIOR VICE PRESIDENT | 4677078 |
| BRANCATO, MATTHEW CLARK | DIRECTOR, VICE PRESIDENT | 6220380 |
| JAMES, JOHN MARK | DIRECTOR, SENIOR VICE PRESIDENT | 5594356 |
| KADJESKI, ANDREW MICHAEL | CHAIRMAN, PRESIDENT, DIRECTOR, CEO | 4708335 |
| PANTALONE, SALVATORE L JR | PRINCIPAL FINANCIAL OFFICER | 2887373 |
| PETTY, DAVID | VICE PRESIDENT | 5684895 |
| STEWART, MARC CHRISTOPHER | CHIEF COMPLIANCE OFFICER | 2688699 |
| TRETTER, MATTHEW ANTHONY | PRINCIPAL OPERATIONS OFFICER | 5956530 |
Disclosures
| Regulatory Event | 47 |
| Arbitration | 8 |
Red Flags
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