Mengji Jin
Professional Summary
Mengji Jin is a registered financial advisor currently at MOOMOO FINANCIAL INC. located in Dallas, Texas. Mengji is registered as a RR (Registered Representative) and started their career in finance in 2017. Mengji has worked at 2 firms and has passed the Series 63, Series 3, Series 82TO, SIE, Series 7, Series 4 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
Similar Advisors
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
ORION WEALTH MANAGEMENT LLC
EDWARD JONES
NYLIFE SECURITIES LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
ORION WEALTH MANAGEMENT LLC
EDWARD JONES
NYLIFE SECURITIES LLC
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
ORION WEALTH MANAGEMENT LLC
EDWARD JONES
NYLIFE SECURITIES LLC
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
ORION WEALTH MANAGEMENT LLC
EDWARD JONES
NYLIFE SECURITIES LLC
Years of Experience
9 years registered in the securities industry
Current & Past Employments
Current
Past
Similar Advisors
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
ORION WEALTH MANAGEMENT LLC
EDWARD JONES
NYLIFE SECURITIES LLC
Current Firm
FUTU INC | MOOMOO FINANCIAL INC. | MOOMOO FINANCIAL INC
Contact Information
Main Address
185 Hudson St 5 Harborside, Suite 2603, Jersey City, NJ 07311Mailing Address
185 Hudson St 5 Harborside, Suite 2603, Jersey City, NJ 07311Phone Number
(650) 798-5700Established
Delaware since 12/17/2015Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FUTU US INC | SHAREHOLDER | — |
| CATARROJA, ALEX M. | CHIEF COMPLIANCE OFFICER | 4151962 |
| CHAN, WING KEI | MANAGING DIRECTOR | 6616753 |
| DU, SHUANG | HEAD OF US OPERATIONS | 5005050 |
| JABLONSKI, RICHARD MICHAEL | CHIEF FINANCIAL OFFICER | 2916358 |
| MCDONALD, NEIL ANTHONY | CEO | 1764574 |
| PALMER, NATHAN TYLER | PRESIDENT | 5805173 |
| PARSONS, DARREN JAMES | CHIEF OPERATIONS OFFICER | 2382680 |
| SHARMA, VICKRAMJIT | CHIEF LEGAL OFFICER | 7186502 |
Disclosures
Regulatory Event
2Arbitration
3Similar Advisors
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
ORION WEALTH MANAGEMENT LLC
EDWARD JONES
NYLIFE SECURITIES LLC
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
ORION WEALTH MANAGEMENT LLC
EDWARD JONES
NYLIFE SECURITIES LLC
State Registrations and Notice Filings
(6/9/2025)
(6/9/2025)
(6/9/2025)
(6/9/2025)
(6/9/2025)
(6/9/2025)
(6/9/2025)
(6/9/2025)
(6/9/2025)
(6/9/2025)
(6/9/2025)
(6/9/2025)
(6/9/2025)
(6/9/2025)
(6/9/2025)
(6/9/2025)
(6/9/2025)
(6/9/2025)
(6/9/2025)
(6/9/2025)
(6/9/2025)
(6/9/2025)
(6/9/2025)
(6/9/2025)
(6/9/2025)
(6/9/2025)
(6/9/2025)
(6/9/2025)
(6/9/2025)
(6/9/2025)
(6/9/2025)
(6/9/2025)
(6/9/2025)
(6/9/2025)
(6/9/2025)
(6/9/2025)
(6/9/2025)
(6/9/2025)
(6/9/2025)
(6/9/2025)
(6/9/2025)
(6/9/2025)
(6/9/2025)
(6/9/2025)
(6/9/2025)
(6/9/2025)
(6/9/2025)
(6/9/2025)
(6/9/2025)
(6/9/2025)
(6/9/2025)
(6/9/2025)
(6/9/2025)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 82TO — Limited Representative-Private Securities Offerings
Passed Jun 2025About the Series 82TO examSRO Registrations
Similar Advisors
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
ORION WEALTH MANAGEMENT LLC
EDWARD JONES
NYLIFE SECURITIES LLC
CRS (Client Relationship Summary) - BD
Click below to view Mengji Jin's CRS (Customer Relationship Summary).
Similar Advisors
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
ORION WEALTH MANAGEMENT LLC
EDWARD JONES
NYLIFE SECURITIES LLC