AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why AdvisorCheck
VS

Vickramjit Sharma

MOOMOO FINANCIAL
JERSEY CITY, NJ
·CRD# 7186502·7 years experience

Professional Summary

Vickramjit Sharma is a registered financial advisor currently at MOOMOO FINANCIAL INC. located in Jersey City, New Jersey and FUTU CLEARING INC located in Dallas, Texas. Vickramjit is registered as a RR (Registered Representative) and started their career in finance in 2019. Vickramjit has worked at 2 firms and has passed the Series 63, Series 7TO, SIE and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

Similar Advisors

Elizabeth Katz Miller
Elizabeth Katz Miller

SUMMIT PLACE FINANCIAL ADVISORS, LLC

SUMMIT, NJ · CRD#
View profile
Richard Gaspare Dragotta
Richard Gaspare Dragotta

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#
Sungmin Park
Sungmin Park

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

FLORHAM PARK, NJ · CRD#
Anthony J. Macagna
Anthony J. Macagna

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#

Videos & Posts

This advisor has not added any videos or posts yet.

Similar Advisors

Elizabeth Katz Miller
Elizabeth Katz Miller

SUMMIT PLACE FINANCIAL ADVISORS, LLC

SUMMIT, NJ · CRD#
Richard Gaspare Dragotta
Richard Gaspare Dragotta

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#
Sungmin Park
Sungmin Park

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

FLORHAM PARK, NJ · CRD#
Anthony J. Macagna
Anthony J. Macagna

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#

Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

Similar Advisors

Elizabeth Katz Miller
Elizabeth Katz Miller

SUMMIT PLACE FINANCIAL ADVISORS, LLC

SUMMIT, NJ · CRD#
Richard Gaspare Dragotta
Richard Gaspare Dragotta

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#
Sungmin Park
Sungmin Park

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

FLORHAM PARK, NJ · CRD#
Anthony J. Macagna
Anthony J. Macagna

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#

Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Elizabeth Katz Miller
Elizabeth Katz Miller

SUMMIT PLACE FINANCIAL ADVISORS, LLC

SUMMIT, NJ · CRD#
Richard Gaspare Dragotta
Richard Gaspare Dragotta

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#
Sungmin Park
Sungmin Park

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

FLORHAM PARK, NJ · CRD#
Anthony J. Macagna
Anthony J. Macagna

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#

Years of Experience

7 years in the financial services industry

Current & Past Employments

MOOMOO FINANCIAL INC.·CRD# 283078
BD
185 Hudson St 5 Harborside, Suite 2603, Jersey City, NJ 07311
December 16, 2019 - Present
FUTU CLEARING INC·CRD# 298769
BD
12750 Merit Drive Suite 475, Dallas, TX 75251
June 4, 2020 - Present

Similar Advisors

Elizabeth Katz Miller
Elizabeth Katz Miller

SUMMIT PLACE FINANCIAL ADVISORS, LLC

SUMMIT, NJ · CRD#
Richard Gaspare Dragotta
Richard Gaspare Dragotta

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#
Sungmin Park
Sungmin Park

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

FLORHAM PARK, NJ · CRD#
Anthony J. Macagna
Anthony J. Macagna

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#

Current Firm

FC
FUTU CLEARING INC

FUTU CLEARING INC

CRD#: 298769 / SEC#: 8-70215
BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)

Contact Information

Main Address

12750 Merit Drive Suite 475, Dallas, TX 75251

Mailing Address

12750 Merit Drive Suite 475, Dallas, TX 75251

Phone Number

(972) 665-6903

Established

Delaware since 08/13/2018

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (2 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
FUTU US INCOWNER—
DU, SHUANGHEAD OF US OPERATIONS5005050
JABLONSKI, RICHARD MICHAELCHIEF FINANCIAL OFFICER2916358
KELLY, PATRICK JAMESCHIEF EXECUTIVE OFFICER3126322
SHARMA, VICKRAMJITCHIEF LEGAL OFFICER7186502
WALTON, HERBERT LASHANCHIEF COMPLIANCE OFFICER4030847

Similar Advisors

Elizabeth Katz Miller
Elizabeth Katz Miller

SUMMIT PLACE FINANCIAL ADVISORS, LLC

SUMMIT, NJ · CRD#
Richard Gaspare Dragotta
Richard Gaspare Dragotta

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#
Sungmin Park
Sungmin Park

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

FLORHAM PARK, NJ · CRD#
Anthony J. Macagna
Anthony J. Macagna

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Similar Advisors

Elizabeth Katz Miller
Elizabeth Katz Miller

SUMMIT PLACE FINANCIAL ADVISORS, LLC

SUMMIT, NJ · CRD#
Richard Gaspare Dragotta
Richard Gaspare Dragotta

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#
Sungmin Park
Sungmin Park

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

FLORHAM PARK, NJ · CRD#
Anthony J. Macagna
Anthony J. Macagna

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
New Jersey
(8/5/2024)
RR
Texas
(9/22/2023)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 2020About the Series 63 exam

Series 7TO — General Securities Representative Examination

Passed Dec 2019About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Sep 2019About the SIE exam

Series 24 — General Securities Principal Examination

Passed May 2020About the Series 24 exam
FINRA
SRO Registrations

Similar Advisors

Elizabeth Katz Miller
Elizabeth Katz Miller

SUMMIT PLACE FINANCIAL ADVISORS, LLC

SUMMIT, NJ · CRD#
Richard Gaspare Dragotta
Richard Gaspare Dragotta

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#
Sungmin Park
Sungmin Park

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

FLORHAM PARK, NJ · CRD#
Anthony J. Macagna
Anthony J. Macagna

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#

CRS (Client Relationship Summary) - BD

Click below to view Vickramjit Sharma's CRS (Customer Relationship Summary).

Similar Advisors

Elizabeth Katz Miller
Elizabeth Katz Miller

SUMMIT PLACE FINANCIAL ADVISORS, LLC

SUMMIT, NJ · CRD#
Richard Gaspare Dragotta
Richard Gaspare Dragotta

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#
Sungmin Park
Sungmin Park

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

FLORHAM PARK, NJ · CRD#
Anthony J. Macagna
Anthony J. Macagna

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#
VS
Follow Vickramjit
Get alerted to job moves, licensing changes, and new disclosures
Free — no card required