Alex M. Catarroja
Professional Summary
Alex M. Catarroja, who also goes by Alex Malabanan Catarroja, is a registered financial advisor currently at MOOMOO FINANCIAL INC. located in Jersey City, New Jersey and FUTU CLEARING INC located in Dallas, Texas. Alex is registered as a RR (Registered Representative) and started their career in finance in 2006. Alex has worked at 4 firms and has passed the Series 66, Series 3, SIE, Series 7, Series 24, Series 4, Series 23, Series 10...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Alex Malabanan Catarroja
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
20 years in the financial services industry
Current & Past Employments
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Current Firm
FUTU CLEARING INC
Contact Information
Main Address
12750 Merit Drive Suite 475, Dallas, TX 75251Mailing Address
12750 Merit Drive Suite 475, Dallas, TX 75251Phone Number
(972) 665-6903Established
Delaware since 08/13/2018Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (2 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(1/14/2023)
(11/19/2024)
(11/19/2024)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 10 — General Securities Sales Supervisor - General Module Examination
Passed Mar 2006About the Series 10 examSeries 9 — General Securities Sales Supervisor - Options Module Examination
Passed Feb 2006About the Series 9 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Alex M. Catarroja's CRS (Customer Relationship Summary).
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