Nathan Tyler Palmer
Professional Summary
Nathan Tyler Palmer is a registered financial advisor currently at MOOMOO FINANCIAL INC. located in Jersey City, New Jersey. Nathan is registered as a RR (Registered Representative) and started their career in finance in 2010. Nathan has worked at 8 firms and has passed the Series 66, Series 3, Series 57TO, SIE, Series 7, Series 24, Series 4, Series 9 and Series 10 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
16 years in the financial services industry
Current & Past Employments
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Current Firm
FUTU INC | MOOMOO FINANCIAL INC. | MOOMOO FINANCIAL INC
Contact Information
Main Address
185 Hudson St 5 Harborside, Suite 2603, Jersey City, NJ 07311Mailing Address
185 Hudson St 5 Harborside, Suite 2603, Jersey City, NJ 07311Phone Number
(650) 798-5700Established
Delaware since 12/17/2015Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FUTU US INC | SHAREHOLDER | — |
| CHAN, WING KEI | MANAGING DIRECTOR | 6616753 |
| DU, SHUANG | HEAD OF US OPERATIONS | 5005050 |
| JABLONSKI, RICHARD MICHAEL | CHIEF FINANCIAL OFFICER | 2916358 |
| MCDONALD, NEIL ANTHONY | CEO | 1764574 |
| PALMER, NATHAN TYLER | PRESIDENT | 5805173 |
| PARSONS, DARREN JAMES | CHIEF OPERATIONS OFFICER | 2382680 |
| SHARMA, VICKRAMJIT | CHIEF LEGAL OFFICER | 7186502 |
| STIFELMAN, GLEN ROBERT | CHIEF COMPLIANCE OFFICER | 1699013 |
Disclosures
Regulatory Event
2Arbitration
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
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Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 9 — General Securities Sales Supervisor - Options Module Examination
Passed Jun 2017About the Series 9 examSeries 10 — General Securities Sales Supervisor - General Module Examination
Passed Jun 2017About the Series 10 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Nathan Tyler Palmer's CRS (Customer Relationship Summary).
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