Stephen David Johnson
Professional Summary
Stephen David Johnson, who also goes by Stephen D. Johnson, Stephen Johnson, Steve Johnson, is a registered financial advisor currently at ONECHRONOS located in New York, New York. Stephen is registered as a RR (Registered Representative) and started their career in finance in 2018. Stephen has worked at 1 firm and has passed the Series 99TO, SIE, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Stephen D. Johnson, Stephen Johnson, Steve Johnson
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Videos & Posts
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Contact Information
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Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
8 years in the financial services industry
Current & Past Employments
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Current Firm
ONECHRONOS | ONECHRONOS MARKETS LLC
Contact Information
Main Address
64 Wooster Street 4th Floor, New York, NY, 10012Mailing Address
64 Wooster Street 4th Floor, New York, NY, 10012Phone Number
(917) 300-0108Established
Delaware since 11/04/2016Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (3 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| OCX GROUP INC | SOLE MEMBER | — |
| DAN, BERNARD WILLIAM | CEO | 2421761 |
| EVANS, ADAM ROGER | CHIEF FINANCIAL OFFICER | 8311370 |
| JOHNSON, STEPHEN DAVID | VICE PRESIDENT | 6766611 |
| LITTLEPAGE, KELLY C | VICE PRESIDENT | 5557711 |
| RIP, OLGA | FINOP, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER | 5440553 |
| SCHRETZMAN, ADITI CHAWLA | CHIEF LEGAL OFFICER AND CHIEF COMPLIANCE OFFICER | 5162824 |
| SUTH, RICHARD JR | VICE PRESIDENT | 2164733 |
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Stephen David Johnson's CRS (Customer Relationship Summary).
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