Richard Suth Jr
Professional Summary
Richard Suth JR, who also goes by J Richard Suth, J. Richard Suth, John Richard Suth Jr, Richard John Suth Jr, Richard Suth, is a registered financial advisor currently at ONECHRONOS located in New York, New York. Richard is registered as a RR (Registered Representative) and started their career in finance in 1992. Richard has worked at 5 firms and has passed the Series 63, SIE, Series 55, Series 7, Series 15, Series 4 and...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
J Richard Suth, J. Richard Suth, John Richard Suth Jr, Richard John Suth Jr, Richard Suth
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
35 years in the financial services industry
Current & Past Employments
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Current Firm
ONECHRONOS | ONECHRONOS MARKETS LLC
Contact Information
Main Address
64 Wooster Street 4th Floor, New York, NY, 10012Mailing Address
64 Wooster Street 4th Floor, New York, NY, 10012Phone Number
(917) 300-0108Established
Delaware since 11/04/2016Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (3 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| OCX GROUP INC | SOLE MEMBER | — |
| DAN, BERNARD WILLIAM | CEO | 2421761 |
| EVANS, ADAM ROGER | CHIEF FINANCIAL OFFICER | 8311370 |
| JOHNSON, STEPHEN DAVID | VICE PRESIDENT | 6766611 |
| LITTLEPAGE, KELLY C | VICE PRESIDENT | 5557711 |
| RIP, OLGA | FINOP, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER | 5440553 |
| SCHRETZMAN, ADITI CHAWLA | CHIEF LEGAL OFFICER AND CHIEF COMPLIANCE OFFICER | 5162824 |
| SUTH, RICHARD JR | VICE PRESIDENT | 2164733 |
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 55 — Limited Representative-Equity Trader Exam
Passed Aug 2004Series 15 — Foreign Currency Options Examination
Passed Jul 1991SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Richard Suth JR's CRS (Customer Relationship Summary).
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