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JC

John-thomas N. Cooper

EXCHANGERIGHT SECURITIES

Pasadena, CA 91106

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CRD#: 6758760

Professional summary

John-thomas N Cooper, who also goes by John-thomas Nathaniel Cooper, is a registered financial professional currently at EXCHANGERIGHT SECURITIES, LLC located in Pasadena, California and LIGHTHOUSE CAPITAL GROUP, LLC located in Pasadena, California.

John-thomas is registered as a RR (Registered Representative) and started their career in finance in 2017. John-thomas has worked at 9 firms and has passed the Series 66, SIE, Series 7, Series 4 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

No

Aliases

John-Thomas Nathaniel Cooper

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view John-thomas N Cooper's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 5, 2025 - Present

EXCHANGERIGHT SECURITIES, LLC

Office #1: 1055 E. Colorado Blvd, Suite 3130, Pasadena, CA 91106

BD

CRD#: 283430

Pasadena, CA

Current

August 22, 2025 - Present

LIGHTHOUSE CAPITAL GROUP, LLC

Office #1: 1055 E. Colorado Blvd., Suite 310, Pasadena, CA 91106

BD

CRD#: 169135

Pasadena, CA

Past

May 6, 2025 - August 1, 2025

CADARET, GRANT & CO., INC.

RIA

CRD#: 10641

San Diego, CA

Past

February 29, 2024 - August 1, 2025

WESTERN INTERNATIONAL SECURITIES, INC.

BD

CRD#: 39262

PASADENA, CA

Past

February 29, 2024 - August 1, 2025

SORRENTO PACIFIC FINANCIAL, LLC

BD

CRD#: 127787

SAN DIEGO, CA

Past

February 29, 2024 - August 1, 2025

NEXT FINANCIAL GROUP, INC.

BD

CRD#: 46214

HOUSTON, TX

Past

February 29, 2024 - August 1, 2025

GROVE POINT INVESTMENTS, LLC

BD

CRD#: 1763

ROCKVILLE, MD

Past

February 29, 2024 - August 1, 2025

CUSO FINANCIAL SERVICES, L.P.

BD

CRD#: 42132

SAN DIEGO, CA

Past

February 29, 2024 - August 1, 2025

CADARET, GRANT & CO., INC.

BD

CRD#: 10641

SYRACUSE, NY

Past

July 25, 2017 - August 1, 2025

SCF SECURITIES, INC.

BD

CRD#: 47275

SAN DIEGO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR

California
(8/5/2025)

Exams

State Security Law Exam

RR

IAR

Series 66

Date: 3/24/2025

Uniform Combined State Law Examination

General Industry/Product Exam

RR

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

RR

Series 7

Date: 7/25/2017

General Securities Representative Examination

Principal/Supervisory Exam

RR

Series 4

Date: 4/2/2018

Registered Options Principal Examination

Principal/Supervisory Exam

RR

Series 24

Date: 11/20/2017

General Securities Principal Examination

SRO Registrations

RR

FINRA

Current Firm

LC

LIGHTHOUSE CAPITAL GROUP, LLC

LIGHTHOUSE CAPITAL GROUP, LLC

CRD#: 169135 / SEC#: , 8-69350

BD

Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

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Contact information

Main Address

1055 E. Colorado Blvd., Suite 310, Pasadena, CA 91106

Mailing Address

1055 E. Colorado Blvd., Suite 310, Pasadena, CA 91106

Phone number

(626) 564-1031

Established

California since 04/22/2013

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (51 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
LIGHTHOUSE CAPITAL HOLDINGS, LLC	OWNER
DRYDEN, SUSANA KAY	CHIEF COMPLIANCE OFFICER	5327906
THOMAS, WARREN JESSE MCEWIN	VICE PRESIDENT	2299254
THORNTON, STEVEN LEE	CFO/FINOP	4496384
UNGERECHT, JOSHUA PAUL	PRESIDENT	5183573

Disclosures

Regulatory Event

1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

LIGHTHOUSE CAPITAL GROUP, LLC

CRD#: 169135Pasadena, CA 91106

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