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John-thomas N Cooper

EXCHANGERIGHT SECURITIES
Pasadena, CA
·CRD# 6758760·9 years experience

Professional Summary

John-thomas N Cooper, who also goes by John-thomas Nathaniel Cooper, is a registered financial advisor currently at EXCHANGERIGHT SECURITIES, LLC located in Pasadena, California and LIGHTHOUSE CAPITAL GROUP, LLC located in Pasadena, California. John-thomas is registered as a RR (Registered Representative) and started their career in finance in 2017. John-thomas has worked at 9 firms and has passed the Series 66, SIE, Series 7, Series 4 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

John-Thomas Nathaniel Cooper

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

9 years in the financial services industry

Current & Past Employments

EXCHANGERIGHT SECURITIES, LLC·CRD# 283430
BD
1055 E. Colorado Blvd, Suite 3130, Pasadena, CA 91106
August 5, 2025 - Present
LIGHTHOUSE CAPITAL GROUP, LLC·CRD# 169135
BD
1055 E. Colorado Blvd., Suite 310, Pasadena, CA 91106
August 22, 2025 - Present
CADARET, GRANT & CO., INC.·CRD# 10641
RIA
San Diego, CA
May 6, 2025 - August 1, 2025
WESTERN INTERNATIONAL SECURITIES, INC.·CRD# 39262
BD
Pasadena, CA
February 29, 2024 - August 1, 2025
SORRENTO PACIFIC FINANCIAL, LLC·CRD# 127787
BD
San Diego, CA
February 29, 2024 - August 1, 2025
NEXT FINANCIAL GROUP, INC.·CRD# 46214
BD
Houston, TX
February 29, 2024 - August 1, 2025
GROVE POINT INVESTMENTS, LLC·CRD# 1763
BD
Rockville, MD
February 29, 2024 - August 1, 2025
CUSO FINANCIAL SERVICES, L.P.·CRD# 42132
BD
San Diego, CA
February 29, 2024 - August 1, 2025
CADARET, GRANT & CO., INC.·CRD# 10641
BD
Syracuse, NY
February 29, 2024 - August 1, 2025
SCF SECURITIES, INC.·CRD# 47275
BD
San Diego, CA
July 25, 2017 - August 1, 2025

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Current Firm

LC
LIGHTHOUSE CAPITAL GROUP, LLC

LIGHTHOUSE CAPITAL GROUP, LLC

CRD#: 169135 / SEC#: 8-69350
BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

Contact Information

Main Address

1055 E. Colorado Blvd., Suite 310, Pasadena, CA 91106

Mailing Address

1055 E. Colorado Blvd., Suite 310, Pasadena, CA 91106

Phone Number

(626) 564-1031

Established

California since 04/22/2013

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (51 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
LIGHTHOUSE CAPITAL HOLDINGS, LLCOWNER—
DRYDEN, SUSANA KAYCHIEF COMPLIANCE OFFICER5327906
THOMAS, WARREN JESSE MCEWINVICE PRESIDENT2299254
THORNTON, STEVEN LEECFO/FINOP4496384
UNGERECHT, JOSHUA PAULPRESIDENT5183573

Disclosures

Regulatory Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
California
(8/5/2025)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Mar 2025About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jul 2017About the Series 7 exam

Series 4 — Registered Options Principal Examination

Passed Apr 2018About the Series 4 exam

Series 24 — General Securities Principal Examination

Passed Nov 2017About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view John-thomas N Cooper's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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