Cory S. Simkovitz
Professional Summary
Cory S. Simkovitz, who also goes by Cory Scott Simkovitz, is a registered financial advisor currently at DELAWARE DISTRIBUTORS, L.P. located in Philadelphia, Pennsylvania. Cory is registered as a RR (Registered Representative) and started their career in finance in 2017. Cory has worked at 1 firm and has passed the SIE and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Cory Scott Simkovitz
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
9 years in the financial services industry
Current & Past Employments
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Current Firm
DELAWARE DISTRIBUTORS, L.P. | DELAWARE DISTRIBUTORS,INC.
Contact Information
Main Address
100 Independence 610 Market Street, Philadelphia, PA 19106-2354Mailing Address
100 Independence 610 Market Street, Philadelphia, PA 19106-2354Phone Number
(215) 255-1200Established
Delaware since 12/21/1994Firm Type
PartnershipFiscal Year End
MarchFirm Size
SmallFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DELAWARE INVESTMENTS DISTRIBUTION PARTNERS, INC. ("DIDP") | LIMITED PARTNER OF APPLICANT | — |
| IVY DISTRIBUTORS, INC. | LIMITED PARTNER OF APPLICANT | — |
| CONNOR, DAVID FORRESTER | DIRECTOR | 4243088 |
| DELAWARE CAPITAL MANAGEMENT, A SERIES OF NOMURA INVESTMENT MANAGEMENT BUSINESS TRUST,("DCM") | LIMITED PARTNER OF APPLICANT | — |
| DELAWARE DISTRIBUTORS, INC. ("DDI") | GENERAL PARTNER OF APPLICANT | — |
| GARVEY, THOMAS F | CHIEF COMPLIANCE OFFICER | 2845051 |
| HOBAN, STEPHEN (NO MIDDLE NAME) | VP/CHIEF FINANCIAL OFFICER | 5089370 |
| HOBAN, STEPHEN (NO MIDDLE NAME) | FINOP | 5089370 |
| HUTCHINSON, MILISSA ANN | PRESIDENT | 5727922 |
| LYTLE, SHAWN KEITH | DIRECTOR | 5816747 |
| SALUS, RICHARD (NO MIDDLE NAME) | DIRECTOR | 2850592 |
Disclosures
Regulatory Event
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Jun 2017About the Series 6 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Cory S. Simkovitz's CRS (Customer Relationship Summary).
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