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Milissa A Hutchinson

NOMURA INVESTMENT MANAGEMENT BUSINESS TRUST
New York, NY
·CRD# 5727922·16 years experience

Professional Summary

Milissa A Hutchinson, who also goes by Milissa Hutchinson, Milissa Hutchinson Henson, Milissa Ann Hutchinson, is a registered financial advisor currently at NOMURA INVESTMENT MANAGEMENT BUSINESS TRUST located in New York, New York and DELAWARE DISTRIBUTORS, L.P. located in New York, New York. Milissa is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2010. Milissa has worked at 5 firms and has passed the Series...

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Milissa Hutchinson, Milissa Hutchinson Henson, Milissa Ann Hutchinson

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

16 years in the financial services industry

Current & Past Employments

NOMURA INVESTMENT MANAGEMENT BUSINESS TRUST·CRD# 105390
RIA
1. New York, NY2. 610 Market Street, Philadelphia, PA 191063. 660 5th Ave, New York, NY 10103
April 20, 2020 - Present
DELAWARE DISTRIBUTORS, L.P.·CRD# 14232
BD
1. 309 West 49th Street, New York, NY 100192. 610 Market St 100 Independence, Philadelphia, PA 19106
October 14, 2015 - Present
DELAWARE CAPITAL MANAGEMENT ADVISERS, INC·CRD# 152237
RIA
Philadelphia, PA
October 14, 2015 - April 20, 2020
J.P. MORGAN SECURITIES LLC·CRD# 79
RIA
New York, NY
August 19, 2013 - October 1, 2015
J.P. MORGAN SECURITIES LLC·CRD# 79
BD
New York, NY
August 14, 2013 - October 1, 2015
MORGAN STANLEY·CRD# 149777
RIA
Warren, NJ
January 25, 2011 - July 31, 2013
MORGAN STANLEY·CRD# 149777
BD
Purchase, NY
May 11, 2010 - July 31, 2013

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Current Firm

NI
NOMURA INVESTMENT MANAGEMENT BUSINESS TRUST

CPG FUND ADVISERS | VANTAGE INVESTMENT ADVISERS | NOMURA INVESTMENTS FUND ADVISERS | NOMURA INVESTMENT MANAGEMENT BUSINESS TRUST | NOMURA INVESTMENT MANAGEMENT ADVISERS | NOMURA ALTERNATIVE STRATEGIES | MACQUARIE PRIVATE FUND ADVISERS | MACQUARIE INVESTMENT MANAGEMENT BUSINESS TRUST | MACQUARIE ASSET ADVISERS | DELAWARE MANAGEMENT COMPANY | DELAWARE MANAGEMENT BUSINESS TRUST | DELAWARE LINCOLN INVESTMENT ADVISERS | DELAWARE LINCOLN CASH MANAGEMENT | DELAWARE CAPITAL MANAGEMENT

CRD#: 105390 / SEC#: 801-32108
RIA
Registered Investment Advisory firm - SEC (5/31/1988 Approved)

Contact Information

Main Address

610 Market Street, Philadelphia, PA 19106

Phone Number

(215) 531-6700

# of Employees

778

SEC notice filing (51 States and Territories)

Registered to provide investment advisory services in 51 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

NOMURA INVESTMENT MANAGEMENT BUSINESS TRUST FORM ADV-PART 2A BROCHURE (6/29/2026)

Regulatory Assets Under Management

Total Number of Accounts

290

AUM (Assets Under Management)

$144,044,874,720

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NI
NOMURA INVESTMENT MANAGEMENT BUSINESS TRUST

CPG FUND ADVISERS | VANTAGE INVESTMENT ADVISERS | NOMURA INVESTMENTS FUND ADVISERS | NOMURA INVESTMENT MANAGEMENT BUSINESS TRUST | NOMURA INVESTMENT MANAGEMENT ADVISERS | NOMURA ALTERNATIVE STRATEGIES | MACQUARIE PRIVATE FUND ADVISERS | MACQUARIE INVESTMENT MANAGEMENT BUSINESS TRUST | MACQUARIE ASSET ADVISERS | DELAWARE MANAGEMENT COMPANY | DELAWARE MANAGEMENT BUSINESS TRUST | DELAWARE LINCOLN INVESTMENT ADVISERS | DELAWARE LINCOLN CASH MANAGEMENT | DELAWARE CAPITAL MANAGEMENT

CRD#: 105390 / SEC#: 801-32108
RIA
Registered Investment Advisory firm - SEC (5/31/1988 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(10/14/2015)
RR
Alaska
(10/14/2015)
RR
Arizona
(10/14/2015)
RR
Arkansas
(10/14/2015)
RR
California
(10/14/2015)
RR
Colorado
(10/14/2015)
RR
Connecticut
(10/14/2015)
RR
Delaware
(10/14/2015)
RR
District of Columbia
(10/14/2015)
RR
Florida
(10/14/2015)
RR
Georgia
(10/14/2015)
RR
Hawaii
(10/14/2015)
RR
Idaho
(10/14/2015)
RR
Illinois
(10/14/2015)
RR
Indiana
(10/14/2015)
RR
Iowa
(10/14/2015)
RR
Kansas
(10/14/2015)
RR
Kentucky
(10/14/2015)
RR
Louisiana
(10/14/2015)
RR
Maine
(10/14/2015)
RR
Maryland
(10/14/2015)
RR
Massachusetts
(10/14/2015)
RR
Michigan
(10/14/2015)
RR
Minnesota
(10/14/2015)
RR
Mississippi
(10/14/2015)
RR
Missouri
(10/14/2015)
RR
Montana
(10/14/2015)
RR
Nebraska
(10/14/2015)
RR
Nevada
(10/14/2015)
RR
New Hampshire
(10/14/2015)
RR
New Jersey
(10/14/2015)
RR
New Mexico
(10/14/2015)
RR
New York
(10/14/2015)
IAR
New York
(11/25/2024)
RR
North Carolina
(10/14/2015)
RR
North Dakota
(10/14/2015)
RR
Ohio
(10/14/2015)
RR
Oklahoma
(10/14/2015)
RR
Oregon
(10/14/2015)
RR
Pennsylvania
(10/14/2015)
IAR
Pennsylvania
(4/20/2020)
RR
Puerto Rico
(10/14/2015)
RR
Rhode Island
(10/14/2015)
RR
South Carolina
(10/14/2015)
RR
South Dakota
(10/14/2015)
RR
Tennessee
(10/14/2015)
RR
Texas
(10/14/2015)
RR
Utah
(10/14/2015)
RR
Vermont
(10/14/2015)
RR
Virgin Islands
(10/14/2015)
RR
Virginia
(10/14/2015)
RR
Washington
(10/14/2015)
RR
West Virginia
(10/14/2015)
RR
Wisconsin
(10/14/2015)
RR
Wyoming
(10/14/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Jan 2011About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed May 2010About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Jul 2020About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Milissa A Hutchinson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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MH
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