Emmalee Savage
Professional summary
Emmalee Savage, who also goes by Emmalee Stier, is a registered financial professional currently at PRUDENTIAL ANNUITIES DISTRIBUTORS, INC located in Fort Washington, Pennsylvania.
Emmalee is registered as a RR (Registered Representative) and started their career in finance in 2017. Emmalee has worked at 4 firms and has passed the Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Emmalee Savage's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 27, 2023 - Present
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
Office #1: 600 W Office Center Drive Suite 300, Fort Washington, PA 19034October 7, 2021 - March 20, 2023
UBS FINANCIAL SERVICES INC.
January 24, 2020 - February 19, 2021
EQUITABLE ADVISORS, LLC
February 13, 2017 - January 3, 2020
EQUITABLE DISTRIBUTORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/27/2023)
Exams
Series 7TO
Date: 12/22/2022
General Securities Representative ExaminationFINRA
Current Firm
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
CRD#: 21570 / SEC#: , 8-39058
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE PRUDENTIAL INSURANCE COMPANY OF AMERICA | SHAREHOLDER COMMON | |
| CARROLL, TRACEY MARIA | CHIEF OPERATING OFFICER | 5841463 |
| CARROLL, TRACEY MARIA | PRESIDENT | 5841463 |
| HAGGERTY, SCOTT PETER | CHIEF EXECUTIVE OFFICER | 2619329 |
| MCGRATH, SHANE THOMAS | CHIEF COMPLIANCE OFFICER | 4458909 |
| SMIT, ROBERT PHILIP | FINOP, CFO | 2332366 |
| THOMSEN, JORDAN K | CHIEF LEGAL OFFICER AND SECRETARY | 2821664 |
Disclosures
| Regulatory Event | 2 |
| Civil Event | 1 |
Red Flags
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