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FIRM PROFILE
Overview
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC is located at One Corporate Drive, Shelton, CT 06484 and was first established at Boston, Delaware in 09/08/1987. After operating for 38 years, PRUDENTIAL ANNUITIES DISTRIBUTORS, INC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of PRUDENTIAL ANNUITIES DISTRIBUTORS, INC’s clients are individuals and 0% of their clients are high net worth individuals. PRUDENTIAL ANNUITIES DISTRIBUTORS, INC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at PRUDENTIAL ANNUITIES DISTRIBUTORS, INC are registered to handle securities or provide financial advice. The firm has 3 disclosures, 2 being regulatory events, 1 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access PRUDENTIAL ANNUITIES DISTRIBUTORS, INC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at PRUDENTIAL ANNUITIES DISTRIBUTORS, INC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for PRUDENTIAL ANNUITIES DISTRIBUTORS, INC Comes From
Understanding the Statistics for PRUDENTIAL ANNUITIES DISTRIBUTORS, INC and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
One Corporate Drive, Shelton, CT 06484
One Corporate Drive, Shelton, CT 06484
Large
(800) 628-6039
Delaware since 09/08/1987
Corporation
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| THE PRUDENTIAL INSURANCE COMPANY OF AMERICA | SHAREHOLDER COMMON | ||
| CARROLL, TRACEY MARIA | PRESIDENT | 5841463 | |
| HAGGERTY, SCOTT PETER | CHIEF EXECUTIVE OFFICER | 2619329 | |
| HARTNETT, CHRISTINA A | CHIEF OPERATING OFFICER | 2672099 | |
| MCGRATH, SHANE THOMAS | CHIEF COMPLIANCE OFFICER | 4458909 | |
| SMIT, ROBERT PHILIP | FINOP, CFO | 2332366 | |
| THOMSEN, JORDAN K | CHIEF LEGAL OFFICER AND SECRETARY | 2821664 |
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Advisor's working at PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
Paul Gabriel Sabbagh
Joshua Taneyoshi Tajiri
Daniel Thomas Davies
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