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CRD#: 21570
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

PRUDENTIAL ANNUITIES DISTRIBUTORS, INC is located at One Corporate Drive, Shelton, CT 06484 and was first established at Boston, Delaware in 09/08/1987. After operating for 39 years, PRUDENTIAL ANNUITIES DISTRIBUTORS, INC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of PRUDENTIAL ANNUITIES DISTRIBUTORS, INC’s clients are individuals and 0% of their clients are high net worth individuals. PRUDENTIAL ANNUITIES DISTRIBUTORS, INC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at PRUDENTIAL ANNUITIES DISTRIBUTORS, INC are registered to handle securities or provide financial advice. The firm has 3 disclosures, 2 being regulatory events, 1 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access PRUDENTIAL ANNUITIES DISTRIBUTORS, INC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at PRUDENTIAL ANNUITIES DISTRIBUTORS, INC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for PRUDENTIAL ANNUITIES DISTRIBUTORS, INC Comes From

Understanding the Statistics for PRUDENTIAL ANNUITIES DISTRIBUTORS, INC and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
Regulatory Event
2
Civil Event
1

FIRM INFORMATION

Main Address
One Corporate Drive, Shelton, CT 06484
Mailing Address
One Corporate Drive, Shelton, CT 06484
Firm Size
Large
Phone Number
(800) 628-6039
Established
Delaware since 09/08/1987
Firm Type
Corporation
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS


DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
THE PRUDENTIAL INSURANCE COMPANY OF AMERICASHAREHOLDER COMMON
CARROLL, TRACEY MARIACHIEF OPERATING OFFICER5841463
CARROLL, TRACEY MARIAPRESIDENT5841463
HAGGERTY, SCOTT PETERCHIEF EXECUTIVE OFFICER2619329
MCGRATH, SHANE THOMASCHIEF COMPLIANCE OFFICER4458909
SMIT, ROBERT PHILIPFINOP, CFO2332366
THOMSEN, JORDAN KCHIEF LEGAL OFFICER AND SECRETARY2821664

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Advisor's working at PRUDENTIAL ANNUITIES DISTRIBUTORS, INC

CM

Craig Michael Meeker

RR
CRD#: 1234914
Location:
Fairfield, CT
Company:
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
Disclosures:
Experience:
42 years
RS

Robert Philip Smit

Robert P Smit
RR
CRD#: 2332366
Location:
Newark, NJ 07102
Company:
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
Disclosures:
Experience:
32 years
JS

Jeffrey Isaac Schleien

Jeff Schleien
RR
CRD#: 1752336
CFP®: Certified Financial Planner
Location:
Alpharetta, GA
Company:
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
Disclosures:
Experience:
38 years
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