DS
Daniel B. Smyth
HCR WEALTH ADVISORS
Philadelphia, PA 19115
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CRD#: 6708828
DS
Professional summary
Daniel Brian Smyth, who also goes by Daniel B Smyth, Daniel Smyth, is a registered financial advisor currently at HCR WEALTH ADVISORS located in Philadelphia, Pennsylvania and THE LEADERS GROUP, INC. located in Summit, New Jersey.
Daniel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Daniel has worked at 4 firms and has passed the Series 65, Series 63, Series 6TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Daniel B Smyth | Daniel Smyth
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) Relation Insurance Services. 10/1/2024 to Present. Position: Director of Life, LTC and DI Division. 2300 Contra Costa Blvd, Ste 525 Pleasant Hill, CA. Relation Insurance Services is a National Insurance Brokerage with producers who sell Property & Casualty Insurance (both Commercial & Personal Lines), Employee Benefits, Life Insurance, Long Term Care Insurance, Disability Insurance and Annuities direct to clients in all 50 states. I devote roughly 40 hours per week to this position. My duties at Relation Insurance Services are to work as Licensed Life & Health agent selling Insurance products to clients as their writing agent. Specifically, I sell Life Insurance, Disability Insurance, Long Term Care insurance and Annuities to clients in multiple states. In addition, at Relation Insurance Services, I act as a Broker of Life, LTC and DI products for Licensed agents within Relation Insurance Services. 2) The Leaders Group, Inc., Started 2/9/2023 to Present, Position is Licensed Agent. 26 W. Dry Creek Circle Suite 800, Littleton, CO 80120-4475. The Leaders Group, Inc. is my Broker Dealer. I use them when I sell Variable Life Insurance products to clients. I don't specifically spend time working for The Leaders Group, Inc. 3) HCR Wealth Advisors, Started 3/17/2025 to Present, Position is Managing Director. 1708 Welsh Rd, Philadelphia, PA 19115. I will manage the Philadelphia Branch of HCR Wealth Advisors. I will also be a Registered Investment Adviser with my own book of business. 80 hrs/month, 80 hrs/month (during trading hours).
CRS (Client Relationship Summary) - RIA
Click below to view Daniel Brian Smyth's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 4, 2025 - Present
HCR WEALTH ADVISORS
Office #1: 1708 Welsh Road, Philadelphia, PA 19115RIA
CRD#: 108676
Philadelphia, PA
Current
February 9, 2023 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901BD
CRD#: 37157
SUMMIT, NJ
Past
March 17, 2020 - May 29, 2020
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
PHILADELPHIA, PA
Past
October 26, 2018 - February 18, 2020
LINCOLN FINANCIAL DISTRIBUTORS, INC.
BD
CRD#: 145
RADNOR, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HW
HCR WEALTH ADVISORS
HCR WEALTH ADVISORS | HELLER CAPITAL RESOURCES FINANCIAL & INSURANCE SERVICES INC. | HELLER CAPITAL RESOURCES
CRD#: 108676 / SEC#: 801-56452
RIA
Registered Investment Advisory firm - (4/16/1999 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(2/28/2024)
RR
Delaware(4/22/2024)
RR
Florida(6/15/2023)
RR
Illinois(9/11/2025)
RR
Louisiana(5/3/2024)
RR
Minnesota(9/27/2023)
RR
New Jersey(2/17/2023)
RR
New York(6/27/2024)
RR
Pennsylvania(2/17/2023)
IAR
Pennsylvania(3/4/2025)
RR
South Dakota(9/27/2023)
RR
Texas(8/12/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 2/9/2023
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
HW
HCR WEALTH ADVISORS
HCR WEALTH ADVISORS | HELLER CAPITAL RESOURCES FINANCIAL & INSURANCE SERVICES INC. | HELLER CAPITAL RESOURCES
CRD#: 108676 / SEC#: 801-56452
RIA
Registered Investment Advisory firm - (4/16/1999 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
10866 Wilshire Blvd. Suite 1600, Los Angeles, CA 90024
Mailing Address
Phone number
(310) 473-5445
Established
Firm type
Fiscal year end
# of Employees
19
SEC notice filing (15 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,205 |
| AUM (Assets Under Management) | $ 1,676,210,398 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/10/2025 | ||
| 02/24/2025 | ||
| 05/01/2024 | ||
| 01/20/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
