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KH

Kraen Holm-joergensen

NORDEA SECURITIES
New York, NY
·CRD# 6705173·10 years experience

Professional Summary

Kraen Holm-joergensen, who also goes by Kr, N Holm-jørgensen, Kraen Holm Joergensen, is a registered financial advisor currently at NORDEA SECURITIES LLC located in New York, New York. Kraen is registered as a RR (Registered Representative) and started their career in finance in 2019. Kraen has worked at 1 firm and has passed the Series 99TO, Series 99, SIE and Series 27 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Kr, N Holm-Jørgensen, Kraen Holm Joergensen

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

10 years in the financial services industry

Current & Past Employments

NORDEA SECURITIES LLC·CRD# 292574
BD
1. 1211 Avenue Of The Americas, New York, NY 100362. 1211 Avenue Of The Americas, New York, NY 10036
January 2, 2019 - Present

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Current Firm

NS
NORDEA SECURITIES LLC

NORDEA MARKETS LLC | NORDEA SECURITIES LLC

CRD#: 292574 / SEC#: 8-70077
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

1211 Avenue Of The Americas, New York, NY 10036

Mailing Address

1211 Avenue Of The Americas, New York, NY 10036

Phone Number

(212) 318-9622

Established

Delaware since 11/04/2010

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (1 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
NORDEA MARKETS HOLDING COMPANY INCSOLE MEMBER—
BRUK, DANIELCHIEF COMPLIANCE OFFICER2211091
HOLM-JOERGENSEN, KRAENCOO AND FINOP6705173
STEFFENSEN, HENRIK MARTINCHIEF EXECUTIVE OFFICER4252634

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

Series 99 — Operations Professional Examination

Passed Nov 2016About the Series 99 exam

SIE — Securities Industry Essentials Examination

Passed Nov 2016About the SIE exam

Series 27 — Financial and Operations Principal Examination

Passed Aug 2018About the Series 27 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Kraen Holm-joergensen's CRS (Customer Relationship Summary).

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KH
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