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Daniel Bruk

NORDEA SECURITIES
New York, NY
·CRD# 2211091·26 years experience

Professional Summary

Daniel Bruk is a registered financial advisor currently at NORDEA SECURITIES LLC located in New York, New York. Daniel is registered as a RR (Registered Representative) and started their career in finance in 2000. Daniel has worked at 6 firms and has passed the Series 66, Series 79TO, Series 52TO, Series 16, SIE, Series 53, Series 4 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

26 years in the financial services industry

Current & Past Employments

NORDEA SECURITIES LLC·CRD# 292574
BD
1. 1211 Avenue Of The Americas, New York, NY 100362. 1211 Avenue Of The Americas, New York, NY 10036
May 16, 2019 - Present
TORINO CAPITAL LLC·CRD# 157525
BD
New York, NY
December 7, 2018 - May 2, 2019
COMMERZBANK CAPITAL MARKETS CORP.·CRD# 21787
BD
New York, NY
August 10, 2009 - September 30, 2010
COMMERZ MARKETS LLC·CRD# 41957
BD
New York, NY
May 15, 2007 - August 30, 2018
RBS SECURITIES CORPORATION·CRD# 118936
BD
New York, NY
December 1, 2003 - May 22, 2007
FAMILY MANAGEMENT SECURITIES, LLC·CRD# 44319
BD
New York, NY
April 18, 2000 - June 23, 2003

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Current Firm

NS
NORDEA SECURITIES LLC

NORDEA MARKETS LLC | NORDEA SECURITIES LLC

CRD#: 292574 / SEC#: 8-70077
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

1211 Avenue Of The Americas, New York, NY 10036

Mailing Address

1211 Avenue Of The Americas, New York, NY 10036

Phone Number

(212) 318-9622

Established

Delaware since 11/04/2010

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (1 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
NORDEA MARKETS HOLDING COMPANY INCSOLE MEMBER—
BRUK, DANIELCHIEF COMPLIANCE OFFICER2211091
HOLM-JOERGENSEN, KRAENCOO AND FINOP6705173
STEFFENSEN, HENRIK MARTINCHIEF EXECUTIVE OFFICER4252634

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
New York
(5/16/2019)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Aug 2000About the Series 66 exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Jan 2023About the Series 79TO exam

Series 52TO — Municipal Securities Representative Examination

Passed Jan 2023About the Series 52TO exam

Series 16 — NYSE Supervisory Analyst Examination

Passed Dec 2021About the Series 16 exam

SIE — Securities Industry Essentials Examination

Passed Aug 2018About the SIE exam

Series 53 — Municipal Securities Principal Examination

Passed Jun 2003About the Series 53 exam

Series 4 — Registered Options Principal Examination

Passed Dec 2000About the Series 4 exam

Series 24 — General Securities Principal Examination

Passed May 2000About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Daniel Bruk's CRS (Customer Relationship Summary).

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