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Lesley-anne Margaret Archibald

BAILLIE GIFFORD FUNDS SERVICES
New York, NY
·CRD# 6704278·9 years experience

Professional Summary

Lesley-anne Margaret Archibald, who also goes by Lesley-anne Margaret Cow, is a registered financial advisor currently at BAILLIE GIFFORD FUNDS SERVICES LLC located in New York, New York. Lesley-anne is registered as a RR (Registered Representative) and started their career in finance in 2017. Lesley-anne has worked at 1 firm and has passed the SIE and Series 99 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Lesley-Anne Margaret Cow

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

9 years in the financial services industry

Current & Past Employments

BAILLIE GIFFORD FUNDS SERVICES LLC·CRD# 171147
BD
780 Third Avenue 43th Floor, New York, NY 10017
February 21, 2017 - Present

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Current Firm

BG
BAILLIE GIFFORD FUNDS SERVICES LLC

BAILLIE GIFFORD FUNDS SERVICES LLC

CRD#: 171147 / SEC#: 8-69448
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

3 Haymarket Square, Edinburgh, EH3 8RY

Mailing Address

3 Haymarket Square, Edinburgh, EH3 8RY

Phone Number

0044 131 275 2000

Established

Delaware since 02/14/2014

Firm Type

Limited Liability Company

Fiscal Year End

March

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
BAILLIE GIFFORD OVERSEAS LTDPARENT COMPANY110296
ARCHIBALD, LESLEY-ANNE MARGARETCHAIRPERSON6704278
ARCHIBALD, LESLEY-ANNE MARGARETNON EXECUTIVE DIRECTOR6704278
HAMILTON, KATHRINNON-EXECUTIVE DIRECTOR4797514
PARISE, JANICE DRUCFO2338583
PORTEOUS, GARRYCCO6912188
PORTEOUS, GARRYDIRECTOR6912188
ROSS, KRISTEN MICHELLENON-EXECUTIVE DIRECTOR5953098
WOOD, NICK BERNARDDIRECTOR6709554
WOOD, NICK BERNARDCEO6709554

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 99 — Operations Professional Examination

Passed Feb 2017About the Series 99 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Lesley-anne Margaret Archibald's CRS (Customer Relationship Summary).

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