Janice Dru Parise
Professional Summary
Janice Dru Parise, who also goes by Janice Parise, is a registered financial advisor currently at BAILLIE GIFFORD FUNDS SERVICES LLC and ASSETPOINT FINANCIAL, LLC located in Arlington, Virginia. Janice is registered as a RR (Registered Representative) and started their career in finance in 2000. Janice has worked at 40 firms and has passed the Series 99TO, SIE, Series 7, Series 27 and Series 14A exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Janice Parise
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
32 years in the financial services industry
Current & Past Employments
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Current Firm
GNU SECURITIES LLC | PALMER CAPITAL ADVISORS, LLC
Contact Information
Main Address
1290 Avenue Of The Americas 10th Floor, New York, NY 10104Mailing Address
1290 Avenue Of The Americas 10th Floor, New York, NY 10104Phone Number
(212) 751-4422Established
New York since 08/30/2016Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (1 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(4/17/2018)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 14A — Compliance Official Specialist Exam
Passed Jul 1994SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Janice Dru Parise's CRS (Customer Relationship Summary).
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