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MS

Margaret E. Stutz

ONECHRONOS
New York, NY 10012
Some features on this profile are disabled
CRD#: 6697656
MS

Professional summary

Margaret E Stutz, who also goes by Margaret Elise Stutz, is a registered financial professional currently at ONECHRONOS located in New York, New York.

Margaret is registered as a RR (Registered Representative) and started their career in finance in 2018. Margaret has worked at 2 firms and has passed the Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Margaret Elise Stutz

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Margaret E Stutz's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 20, 2022 - Present

ONECHRONOS

Office #1: 64 Wooster Street 4th Floor, New York, NY, 10012
BD
CRD#: 286322
New York, NY
Past

April 12, 2018 - October 5, 2022

GOLDMAN SACHS & CO. LLC

BD
CRD#: 361
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(9/20/2022)
RR
Texas
(3/25/2024)

Exams

State Security Law Exam
RR
Series 63
Date: 5/8/2018
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 4/12/2018
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

ON
ONECHRONOS
ONECHRONOS | ONECHRONOS MARKETS LLC

CRD#: 286322 / SEC#: , 8-69882

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
64 Wooster Street 4th Floor, New York, NY, 10012
Mailing Address
64 Wooster Street 4th Floor, New York, NY, 10012
Phone number
(917) 300-0108
Established
Delaware since 11/04/2016
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (4 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
OCX GROUP INCSOLE MEMBER
DAN, BERNARD WILLIAMCEO2421761
JOHNSON, STEPHEN DAVIDVICE PRESIDENT6766611
LITTLEPAGE, KELLY CVICE PRESIDENT5557711
RIP, OLGAFINOP, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER5440553
SCHRETZMAN, ADITI CHAWLACHIEF LEGAL OFFICER AND CHIEF COMPLIANCE OFFICER5162824
SUTH, RICHARD JRVICE PRESIDENT2164733

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ONECHRONOS

CRD#: 286322New York, NY 10012

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